United States v. Terry Tyrone Hardman
778 F.3d 896
11th Cir.2014Background
- Hardman pleaded guilty in 2011 to a cocaine-conspiracy charge and signed a plea agreement that included a broad waiver of appeal for his “conviction and sentence,” with limited exceptions for upward departures/variances and government appeals.
- The district court conducted a Rule 11 colloquy in which it confirmed Hardman understood the appeal waiver; the court accepted the plea and later imposed a 235-month term (below statutory minimum based on substantial assistance).
- The government filed a Rule 35(b) motion reducing Hardman’s sentence to 223 months, and later filed a second Rule 35(b) motion seeking a further reduction to 188 months; the court granted the second motion and set the sentence at 188 months.
- Hardman timely appealed the district court’s ruling on the second Rule 35(b) motion; the government moved to dismiss the appeal under the plea-agreement appeal waiver.
- The panel reviewed whether the waiver was validly made and whether its scope unambiguously covered appeals of Rule 35(b) sentence modifications.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Hardman validly and knowingly waived appellate rights | Hardman admitted waiver was knowing/voluntary but contended it did not cover Rule 35(b) modifications | Government asserted the waiver was valid and precluded the appeal | Court: Waiver was knowingly and voluntarily made (colloquy satisfied Rule 11), so valid |
| Whether the appeal waiver bars an appeal of a Rule 35(b) sentence modification | Waiver does not reach Rule 35(b) modifications because such motions are separate postsentencing proceedings that create a new, appealable sentence | Waiver of “sentence” should be read to include any modification of that sentence, including Rule 35(b) reductions | Court: The term “sentence” in the plea agreement is ambiguous as to postjudgment Rule 35(b) modifications; construing ambiguity against the government, the waiver does not bar Hardman’s appeal |
Key Cases Cited
- United States v. Johnson, 541 F.3d 1064 (11th Cir.) (appeal-waiver validity reviewed de novo)
- United States v. Weaver, 275 F.3d 1320 (11th Cir.) (requirements for enforcing appeal waivers)
- United States v. Copeland, 381 F.3d 1101 (11th Cir.) (ambiguities in plea agreements construed against the government)
- United States v. Carruth, 528 F.3d 845 (11th Cir.) (appeal waiver did not cover supervised-release revocation)
- United States v. Chavarria-Herrara, 15 F.3d 1033 (11th Cir.) (Rule 35(b) ruling constitutes an otherwise appealable final sentence)
- United States v. Moreno, 364 F.3d 1232 (11th Cir.) (Rule 35(b) triggers a separate proceeding)
