United States v. Terry Kelly
915 F.3d 344
| 5th Cir. | 2019Background
- Terry Kelly, a convicted felon, pleaded guilty to being a felon in possession of firearms (18 U.S.C. § 922(g)(1)) and agreed to an appeal-and-collateral-attack waiver in his plea agreement, excepting claims of ineffective assistance of counsel (IAC) and prosecutorial misconduct.
- The district court conducted a Rule 11 plea colloquy and confirmed Kelly’s understanding of the waiver; Kelly acknowledged the plea and waiver at plea and sentencing.
- The government filed and the court granted a § 5K1.1 motion for substantial assistance; the court sentenced Kelly to 100 months’ imprisonment (below the ACCA 15-year minimum and the applicable guideline range).
- After sentencing Kelly raised two issues on appeal: (1) that the ACCA enhancement was improperly applied (insufficient violent-felony predicates), and (2) his trial counsel provided ineffective assistance by failing to challenge the ACCA enhancement post-Johnson/Mathis.
- The appeal raises waiver and ripeness questions: whether the plea waiver bars the ACCA challenge, and whether the IAC claim is ripe for resolution on direct appeal given the undeveloped record.
Issues
| Issue | Plaintiff's Argument (Kelly) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether the appeal waiver bars Kelly’s challenge to the ACCA enhancement | Waiver was knowing but he would not have pleaded guilty if he understood ACCA might be challengeable under recent Supreme Court rulings | Waiver was knowing, voluntary, clear, and bars the ACCA challenge | Waiver was knowing and voluntary and bars the ACCA claim |
| Whether Kelly’s IAC claim survives the waiver (i.e., can avoid waiver) | IAC exception preserves right to appeal; counsel’s failure to challenge ACCA post-Johnson/Mathis was deficient and prejudicial | IAC claim is not ripe on direct appeal; record is insufficient to assess counsel’s strategy | IAC exception preserves the right to raise IAC, but claim is not ripe for merits review on direct appeal and must be raised on collateral review |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong IAC test: deficiency and prejudice)
- White v. United States, 307 F.3d 336 (5th Cir. 2002) (IAC can vitiate appeal waiver)
- Bond v. United States, 414 F.3d 542 (5th Cir. 2005) (two-step test for enforcing appeal waivers: knowing/voluntary and scope)
- Keele v. United States, 755 F.3d 752 (5th Cir. 2014) (requirements for waiver to be knowing and voluntary)
- McKinney v. United States, 406 F.3d 744 (5th Cir. 2005) (plea-agreement interpretation principles)
- Gulley v. United States, 526 F.3d 809 (5th Cir. 2008) (IAC claims usually not resolved on direct appeal absent developed record)
- Higdon v. United States, 832 F.2d 312 (5th Cir. 1987) (IAC claims require record development for direct review)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard when ineffective assistance leads to guilty plea)
- Isgar v. United States, 739 F.3d 829 (5th Cir. 2014) (preserving right to raise IAC on collateral review)
