576 F. App'x 561
6th Cir.2014Background
- Machen was charged in a RICO conspiracy extending from 2003 to 2011, with the indictment listing multiple overt acts.
- The government sought to prosecute Machen as an adult for an age-of-majority-spanning conspiracy under the FJDA’s framework, without certification.
- Machen turned eighteen on April 18, 2009; the government argued ratification after his eighteenth birthday was established at trial.
- Evidence showed pre-18 conduct substantial to the conspiracy, but post-18 conduct was limited and contested.
- The district court did not instruct the jury on ratification and Machen was convicted; sentence imposed.
- The court ultimately vacated the conviction and remanded, finding plain error in the lack of ratification instruction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether jurisdiction was proper without FJDA certification | Machen argues the indictment failed to plead ratification and thus jurisdiction remained under FJDA. | Machen contends FJDA certification was necessary since acts before 18 cannot subject him to federal jurisdiction. | Jurisdiction was proper because conspiracy spanned majority age; but failure to instruct on ratification constitutes plain error. |
| Sufficiency of ratification evidence | Evidence showed after-18 participation, including Royal’s initiation, suffices for ratification. | Evidence of post-majority participation is insufficient without affirmative steps to ratify. | Evidence was sufficient to support ratification, though close; jury could find after-18 participation. |
| Plain-error in lack of ratification instruction | No error because ratification was not required to convict under standard. | The jury should have been instructed that ratification must be proven for post-18 liability. | Plain error found; conviction vacated and remanded for proceedings consistent with ratification requirements. |
Key Cases Cited
- United States v. Maddox, 944 F.2d 1223 (6th Cir.1991) (ratification threshold required for post-18 liability in age-spanning conspiracies)
- United States v. Odom, 13 F.3d 949 (6th Cir.1994) (continued participation after 18 allows adult prosecution without FJDA certification)
- United States v. Spoone, 741 F.2d 680 (4th Cir.1984) (age-spanning conspiracy can be prosecuted as adult; FJDA does not bar if continued involvement after 18)
- Salinas v. United States, 522 U.S. 52 (1997) (agency liability for conspiracy can attach without overt act; ratification framework governs post-18 liability)
- United States v. Cruz, 805 F.2d 1464 (11th Cir.1986) (post-18 involvement supported by evidence of continued conspiracy activity)
- United States v. Gjonaj, 861 F.2d 143 (6th Cir.1988) (participation in proposed transaction can support adult liability)
- United States v. Thomas, 114 F.3d 228 (D.C.Cir.1997) (conviction based on post-majority acts in furtherance of conspiracy)
