United States v. Terance Prigge
830 F.3d 1094
9th Cir.2016Background
- Prigge was convicted by a jury of five counts involving multi-year cocaine trafficking and money laundering (Apr 2010–Sep 2013) tied to a common modus operandi (chartering private planes to suburban airports).
- Count One charged an overarching conspiracy that encompassed both Prigge’s 2010 deals (with Shane Grafman) and 2013 deals (with co-defendant Matthew Gruender); other counts targeted narrower incidents.
- Before trial the government notified the court it might use Prigge’s 14-year-old state drug-trafficking conviction if Prigge testified; the government framed the proffer under Rule 404(b) for a non-character purpose.
- Prigge moved in limine to exclude the old conviction because of its age; the district court reserved ruling for trial context. Prigge ultimately did not testify and was convicted on all counts.
- Prigge also moved to sever Counts Two, Four, and Five (2010-related) from Counts One and Three (2013-related), arguing prejudice from joinder; the district court denied severance.
Issues
| Issue | Prigge's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether an in limine ruling denying preclusion of a >10-year prior conviction (proffered under Rule 404(b)) is reviewable when defendant elects not to testify | The district court erred by refusing pretrial exclusion; 609(b)’s ten-year timing/balancing should apply to such convictions even when offered under 404(b) | Luce and related precedent require defendant to testify to preserve an impeachment-improper-use claim; trial context is needed before appellate review | Affirmed: Claim unreviewable under Luce because Prigge did not testify; Ninth Circuit holds Luce extends to Rule 404(b) in limine rulings |
| Whether joinder of counts spanning 2010–2013 violated Rule 8(a) (or required severance under Rule 14) | Counts pertaining to the 2010 Grafman matters were distinct from the 2013 Gruender matters and prejudiced Prigge; severance should have been ordered | Counts are allied by a common scheme (Count One covers both timeframes); even if severed, the same evidence (e.g., Grafman testimony) would have been admissible | Affirmed: No abuse—Prigge failed to show actual prejudice from joinder or manifest prejudice warranting severance |
Key Cases Cited
- Luce v. United States, 469 U.S. 38 (trial ruling to exclude impeachment with prior conviction is not reviewable on appeal if defendant does not testify)
- United States v. Johnson, 903 F.2d 1219 (9th Cir. 1990) (applies Luce to in limine rulings under Rule 403)
- United States v. Ortiz, 857 F.2d 900 (2d Cir. 1988) (extends Luce to Rule 404(b) in limine rulings)
- United States v. Rousseau, 257 F.3d 925 (9th Cir. 2001) (reversal for misjoinder under Rule 8(a) requires a showing of actual prejudice)
