United States v. Supreme Court of New Mexico
980 F. Supp. 2d 1334
D.N.M.2013Background
- The United States file a facial challenge to New Mexico Rule of Professional Conduct 16-308(E) as applied to federal prosecutors.
- Rule 16-308(E) prohibits subpoenaing a lawyer unless a prosecutor reasonably believes the information is not privileged, essential to the investigation, and no other feasible alternative exists.
- Plaintiff argues Rule 16-308(E) is preempted by federal law and that federal prosecutors have altered behavior in response, though no discipline has occurred.
- Defendants move to dismiss under Fed. R. Civ. P. 12(b)(1) and 12(b)(7) for lack of jurisdiction and failure to join necessary and indispensable parties.
- The court addresses standing, ripeness, and joinder, concluding standing is enough and the action is ripe, and the other attorneys are not necessary parties.
- The motion to dismiss is denied; the court proceeds to evaluate the preemption question and related issues on the merits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does plaintiff have standing to challenge Rule 16-308(E)? | Plaintiff asserts injury in fact from forced adherence to a potentially preempted rule. | Defendants contend no injury in fact until enforcement action occurs. | Plaintiff has standing. |
| Is the case ripe for adjudication on the preemption challenge? | Ripeness is met because the rule's effects create an immediate dilemma for prosecutors. | Ripeness requires a concrete dispute; may depend on future enforcement actions. | The matter is ripe for judicial review. |
| Are other attorneys who may be subpoenaed under Rule 16-308(E) indispensable parties under Rule 19? | Absent attorneys may be affected by the ruling and thus could be indispensable. | Absent attorneys are not necessary; relief can be given without joining them. | Other attorneys are not necessary or indispensable parties. |
| Is Rule 16-308(E) preempted as applied to federal prosecutors, making the suit justiciable and capable of redress? | Rule 16-308(E) conflicts with federal law and is preempted. | Rule 16-308(E) may stand; preemption is not demonstrated at this stage. | Court allows the preemption issue to proceed and denies dismissal. |
Key Cases Cited
- United States v. Colorado Supreme Court, 87 F.3d 1161 (10th Cir. 1996) (standing for preemption challenges; injury in fact need not await discipline)
- Bell Atl. Corp. v. Twombly, 550 U.S. 544 (S. Ct. 2007) (pleading standard requires more than mere allegations)
- Ashcroft v. Iqbal, 556 U.S. 662 (S. Ct. 2009) (pleading must contain more than conclusory statements)
- Defenders of Wildlife v. U.S. Fed., 504 U.S. 555 (S. Ct. 1992) (standing elements and redressability)
- Valley Forge Christian College v. Americans United for Separation of Church and State, Inc., 454 U.S. 464 (U.S. 1982) (constitutional standing prerequisites)
- Verizon Wireless (VAW) LLC v. City of Rio Rancho, 476 F. Supp. 2d 1325 (D.N.M. 2007) (ripeness in preemption challenges)
- Stern v. U.S. Dist. Court for Dist. of Mass., 214 F.3d 4 (1st Cir. 2000) (preemption-like challenges and hardship considerations)
