997 F.3d 408
1st Cir.2021Background
- Early morning interdiction off Ceiba, Puerto Rico: FURA agents observed a fast, turbocharged "fishing" boat and saw two individuals throw black-wrapped bales overboard; officers boarded and arrested the three aboard.
- Seized contraband: 25 bales (499 bricks; ~502 kg of cocaine; average purity ~78%), with a street value of roughly $10–$12.5 million.
- Defendants James Stewart-Carrasquillo and Harold Esquilin-Montañez were passengers/crew on the vessel; they claimed they were invitees on a lobster-fishing trip and that the captain (Juan Carrasquillo) alone loaded the bales.
- Trial evidence: government presented agents and lab analysis; defense presented testimony attempting to show a legitimate fishing trip (including a lost/missing fish-finder GPS allegedly corroborating trap placement).
- District court convicted both defendants on three counts (possession with intent to distribute aboard a vessel, conspiracy, and aiding and abetting possession of 5+ kg), sentenced to 121 months, and denied Rule 29 motions and admission of a defense "reenactment" video.
- On appeal defendants argued (1) insufficient evidence; (2) erroneous exclusion of a homemade demonstrative reenactment video; and (3) prosecutorial misconduct in closing (misstating a defense witness had a "broken" rather than "twisted" ankle).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of the evidence to support convictions for possession with intent to distribute, conspiracy, and aiding and abetting | Government: abundant direct and circumstantial evidence — large quantity of cocaine, small high-powered boat, absence of fishing indicia, agents observed bales thrown, and defendants' conduct showed readiness to assist | Defendants: they were innocent fishing invitees; captain alone loaded bales; they refused to help and only one or two bales were jettisoned by panic | Affirmed. Viewing evidence in government’s favor, a rational jury could infer illegal enterprise and that defendants were willing participants; convictions stand. |
| Exclusion of defense’s videotaped reenactment | Government: video lacked substantial similarity (different boat, docked vs. open sea, different sea conditions, boat was captained during reenactment) and was confusing/prejudicial | Defendants: video showed feasibility that Carrasquillo alone could have loaded all bales and thus was highly probative | Affirmed. District court did not abuse discretion under Rule 403 — reenactment insufficiently similar and risked misleading jury. |
| Prosecutorial remark that defense witness had a "broken ankle" (vs. "twisted ankle") in closing argument | Government: misstatement was minor, isolated, and harmless; court’s jury instruction cured any confusion | Defendants: misstatement impeached defense story that witness could not join fishing trip and affected credibility | Affirmed. Remark was fleeting and isolated; trial judge’s instructions sufficed and any residual prejudice was unlikely to affect outcome. |
Key Cases Cited
- United States v. Paz-Álvarez, 799 F.3d 12 (1st Cir. 2015) (standard for reviewing sufficiency of the evidence; view evidence in light most favorable to the verdict)
- United States v. Appolon, 715 F.3d 362 (1st Cir. 2013) (direct and circumstantial evidence afforded equal weight in sufficiency review)
- United States v. Guerrero, 114 F.3d 332 (1st Cir. 1997) (two-step inference: vessel engaged in illegal activity and defendant ready to assist)
- Fusco v. Gen. Motors Corp., 11 F.3d 259 (1st Cir. 1993) (substantial similarity test for demonstrative reenactments and district court’s gatekeeping discretion)
- United States v. Joyner, 191 F.3d 47 (1st Cir. 1999) (three-prong test for prosecutorial misconduct: isolation/deliberateness, curative instruction, likelihood of prejudice)
- United States v. Leoner-Aguirre, 939 F.3d 310 (1st Cir. 2019) (deference to district court’s Rule 403 balancing)
- United States v. Jackson, 479 F.3d 485 (7th Cir. 2007) (applying substantial similarity requirement to reenactments in criminal trials)
