953 F.3d 577
9th Cir.2020Background
- Defendant Steven Walker, a felon, was found in possession of a firearm and pled guilty to being a felon in possession under 18 U.S.C. § 922(g)(1).
- The Government produced certified judgments showing Walker had three prior felony convictions under California Penal Code § 273.5 (willfully inflicting corporal injury) from 1998, 1999, and 2014.
- The district court found those were three separate violent felonies and applied the ACCA mandatory 15-year minimum under 18 U.S.C. § 924(e)(1).
- Walker did not admit the separateness of the prior convictions and appealed, arguing (1) § 273.5 is not a categorical "violent felony" because it does not require intent to harm, and (2) the Sixth Amendment required a jury, not a judge, to find the prior convictions occurred on different occasions.
- The Ninth Circuit found both arguments foreclosed by circuit precedent and affirmed the sentence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether convictions under Cal. Penal Code § 273.5 qualify as an ACCA "violent felony" (element requires use of physical force) | U.S.: § 273.5 includes willful infliction of injury and is a categorical violent felony under precedent | Walker: § 273.5 can be convicted without intent to harm (e.g., slight touching), so it lacks the required element of force | Court: Affirmed prior Ninth Circuit decisions; § 273.5 is a categorical violent felony (willfully inflicting force resulting in traumatic condition) |
| Whether the Sixth Amendment requires a jury to find that prior convictions occurred on separate occasions for ACCA purposes | U.S.: Judge may determine the fact of prior convictions and associated dates from certified records; separateness falls within prior-conviction exception | Walker: Apprendi/Mathis require a jury to find non-elemental facts used to increase penalty, so a jury must find separateness | Court: Followed Grisel and related authority; judge may determine separateness from the face of certified judgments; Mathis did not overrule Grisel |
Key Cases Cited
- United States v. Laurico-Yeno, 590 F.3d 818 (9th Cir. 2010) (holding § 273.5 involves willful infliction of injury and is a crime of violence for guideline purposes)
- Banuelos-Ayon v. Holder, 611 F.3d 1080 (9th Cir. 2010) (§ 273.5 is a categorical crime of violence under statutory definition identical to ACCA provision)
- United States v. Ayala-Nicanor, 659 F.3d 744 (9th Cir. 2011) (reaffirming Laurico-Yeno and Banuelos-Ayon against arguments that minor touching could qualify)
- United States v. Grisel, 488 F.3d 844 (9th Cir. 2007) (en banc) (holding sentencing judge may find dates/occasions of prior convictions under Apprendi's prior-conviction exception)
- Mathis v. United States, 136 S. Ct. 2243 (2016) (limits judicial inquiry to statutory elements, not factual means, when determining whether a conviction qualifies as an ACCA predicate)
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (facts that increase penalty must be found by a jury, but prior-conviction exception permits judicial notice of prior convictions)
