United States v. Small
2011 U.S. App. LEXIS 7018
| 1st Cir. | 2011Background
- Small, a felon, was on state probation and sought to hunt with his son; he was advised by his probation officer that possessing a firearm would be unlawful.
- Maine game wardens observed Small and the boy in the woods and later found a shotgun with live and spent shells in Small's pocket.
- Small was indicted under 18 U.S.C. § 922(g)(1) for possession of a firearm by a felon and sought to defend on an estoppel theory based on government-official advice.
- Evidence of the probation officer and prior counsel confirming the advice was excluded as irrelevant at the in limine stage, and Small entered a conditional guilty plea awaiting a jury trial on other issues.
- Small moved to withdraw the guilty plea three months later; the district court denied the motion.
- At sentencing, the court treated Small’s Maine escape conviction as a crime of violence under USSG § 2K2.1(a)(2); Small challenged this classification.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the in limine exclusion was an abuse of discretion | Small argues the officer's testimony and prior counsel corroboration were admissible to prove state of mind. | Small contends the testimony bears on intent to possess and should be admitted | Exclusion affirmed; evidence irrelevant to federal issue, not admissible |
| Whether the denial of withdrawal of guilty plea was an abuse of discretion | Small claims coercion and loss of defense due to in limine ruling undermine voluntariness | Small asserts fair and just reason given the sequence and counsel pressures | Denied; no abuse; plea knowingly and voluntarily entered |
| Whether Maine escape from official custody is a crime of violence under USSG | Escape should not be categorically violent; may be treated as non-violent | Escape from secure/official custody fits the violent category under precedent | Escape from official custody in Maine is categorically violent; upheld sentencing classification |
Key Cases Cited
- United States v. Jadlowe, 628 F.3d 1 (1st Cir. 2010) (standard for evidentiary rulings on appeal)
- United States v. Sousa, 468 F.3d 42 (1st Cir. 2006) (motion to withdraw guilty plea standard)
- United States v. Mastera, 435 F.3d 56 (1st Cir. 2006) (de novo review of crime-of-violence classifications)
- Begay v. United States, 553 U.S. 137 (2008) (inspects violent category under ACCA-like guidelines)
- United States v. Pratt, 568 F.3d 11 (1st Cir. 2009) (interpretation of violence categories for escape)
- United States v. Willings, 588 F.3d 56 (1st Cir. 2009) (escape-from-official-custody considered violent)
- Taylor v. United States, 495 U.S. 575 (1990) (categorization of conduct by generally occurring characteristics)
- Chambers v. United States, 555 U.S. 122 (2009) (distinguishes failing to report from violent conduct)
- United States v. Caron, 64 F.3d 713 (1st Cir. 1995) (estoppel defense related to government advice)
- United States v. Smith, 940 F.2d 710 (1st Cir. 1991) (estoppel-based defenses in entrapment context)
- United States v. Wight, 968 F.2d 1393 (1st Cir. 1992) (definition of constructive possession)
