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United States v. Small
2011 U.S. App. LEXIS 7018
| 1st Cir. | 2011
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Background

  • Small, a felon, was on state probation and sought to hunt with his son; he was advised by his probation officer that possessing a firearm would be unlawful.
  • Maine game wardens observed Small and the boy in the woods and later found a shotgun with live and spent shells in Small's pocket.
  • Small was indicted under 18 U.S.C. § 922(g)(1) for possession of a firearm by a felon and sought to defend on an estoppel theory based on government-official advice.
  • Evidence of the probation officer and prior counsel confirming the advice was excluded as irrelevant at the in limine stage, and Small entered a conditional guilty plea awaiting a jury trial on other issues.
  • Small moved to withdraw the guilty plea three months later; the district court denied the motion.
  • At sentencing, the court treated Small’s Maine escape conviction as a crime of violence under USSG § 2K2.1(a)(2); Small challenged this classification.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the in limine exclusion was an abuse of discretion Small argues the officer's testimony and prior counsel corroboration were admissible to prove state of mind. Small contends the testimony bears on intent to possess and should be admitted Exclusion affirmed; evidence irrelevant to federal issue, not admissible
Whether the denial of withdrawal of guilty plea was an abuse of discretion Small claims coercion and loss of defense due to in limine ruling undermine voluntariness Small asserts fair and just reason given the sequence and counsel pressures Denied; no abuse; plea knowingly and voluntarily entered
Whether Maine escape from official custody is a crime of violence under USSG Escape should not be categorically violent; may be treated as non-violent Escape from secure/official custody fits the violent category under precedent Escape from official custody in Maine is categorically violent; upheld sentencing classification

Key Cases Cited

  • United States v. Jadlowe, 628 F.3d 1 (1st Cir. 2010) (standard for evidentiary rulings on appeal)
  • United States v. Sousa, 468 F.3d 42 (1st Cir. 2006) (motion to withdraw guilty plea standard)
  • United States v. Mastera, 435 F.3d 56 (1st Cir. 2006) (de novo review of crime-of-violence classifications)
  • Begay v. United States, 553 U.S. 137 (2008) (inspects violent category under ACCA-like guidelines)
  • United States v. Pratt, 568 F.3d 11 (1st Cir. 2009) (interpretation of violence categories for escape)
  • United States v. Willings, 588 F.3d 56 (1st Cir. 2009) (escape-from-official-custody considered violent)
  • Taylor v. United States, 495 U.S. 575 (1990) (categorization of conduct by generally occurring characteristics)
  • Chambers v. United States, 555 U.S. 122 (2009) (distinguishes failing to report from violent conduct)
  • United States v. Caron, 64 F.3d 713 (1st Cir. 1995) (estoppel defense related to government advice)
  • United States v. Smith, 940 F.2d 710 (1st Cir. 1991) (estoppel-based defenses in entrapment context)
  • United States v. Wight, 968 F.2d 1393 (1st Cir. 1992) (definition of constructive possession)
Read the full case

Case Details

Case Name: United States v. Small
Court Name: Court of Appeals for the First Circuit
Date Published: Apr 6, 2011
Citation: 2011 U.S. App. LEXIS 7018
Docket Number: 09-2292
Court Abbreviation: 1st Cir.