44 F.4th 356
5th Cir.2022Background
- In 2011–2012 Slape sold heroin and marijuana; a federal grand jury returned a 2013 superseding indictment charging a drug conspiracy (plus firearms counts).
- Slape proceeded to trial, pleaded guilty midtrial to the superseding indictment’s principal drug count, and was sentenced to 240 months; other counts were dismissed.
- The Government later discovered the 2013 superseding indictment had been returned by a grand jury whose term had expired; it moved to dismiss that indictment as void.
- In 2015 a new valid indictment was returned; Slape accepted a new plea to an information and received a reduced 144‑month sentence with a provision addressing prior custody credit.
- Slape filed a 28 U.S.C. § 2255 petition arguing trial counsel was ineffective for failing to raise a double jeopardy defense based on the earlier conviction; the district court denied relief and the Fifth Circuit affirmed.
Issues
| Issue | Plaintiff's Argument (United States) | Defendant's Argument (Slape) | Held |
|---|---|---|---|
| 1. Was trial counsel ineffective under Strickland for failing to raise a double jeopardy claim? | Counsel was not deficient because no meritorious double jeopardy claim existed. | Counsel was ineffective for failing to advise/raise the double jeopardy bar to the 2015 prosecution. | Held: No ineffective assistance — failure to raise a meritless claim is not deficient and Slape showed neither deficiency nor prejudice. |
| 2. Did the Double Jeopardy Clause bar reprosecution because jeopardy attached and terminated in the first prosecution? | Jeopardy did not attach/terminate in a legally operative way because the initial proceeding rested on a void indictment. | Jeopardy attached when the jury was empaneled and terminated with conviction/sentence, so reprosecution was barred. | Held: No double jeopardy bar — the initial indictment was void so jeopardy never attached in a legally cognizable sense. |
| 3. Is an indictment returned by an expired grand jury void ab initio? | Yes; an expired grand jury lacks authority so its indictment is null and of no legal effect. | Slape argued the prior conviction nonetheless created double jeopardy protections. | Held: An expired grand jury’s indictment is void ab initio; such a fatal defect prevents attachment of constitutional jeopardy. |
| 4. Was Slape prejudiced by counsel’s failure to raise double jeopardy (i.e., would relief have followed)? | No — because the double jeopardy claim lacked merit, Slape cannot show Strickland prejudice. | Yes — failing to raise double jeopardy exposed Slape to a second prosecution and sentence. | Held: No prejudice; the double jeopardy theory would not have succeeded, so no Strickland relief. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishing the two‑part ineffective‑assistance standard)
- Ball v. United States, 163 U.S. 662 (an acquittal or conviction by a court lacking jurisdiction is void and does not bar subsequent prosecution)
- United States v. Garcia, 567 F.3d 721 (5th Cir.) (successive‑prosecution double jeopardy requires actual attachment and termination of jeopardy)
- United States v. Macklin, 523 F.2d 193 (2d Cir.) (indictments by powerless grand juries are void ab initio)
- United States v. Bolton, 893 F.2d 894 (7th Cir.) (same: invalid grand jury actions render indictment a nullity)
- United States v. McIntosh, 580 F.3d 1222 (11th Cir.) (distinguished — defendant’s relied‑on case found no fatal defect in the challenged indictment)
- United States v. Brune, 991 F.3d 652 (5th Cir.) (discussing Double Jeopardy’s twin aims of finality and preventing prosecutorial overreaching)
- Smith v. Puckett, 907 F.2d 581 (5th Cir.) (failure to raise legally meritless claims cannot constitute ineffective assistance)
