United States v. Sergio Herran
20-10157
| 9th Cir. | Oct 29, 2021Background
- Sergio Herran was convicted by a jury for distribution and possession of child pornography and appealed, challenging the denial of his motion to suppress statements made during a police interrogation at his home.
- A magistrate judge recommended denying suppression; Herran did not file objections to the R&R, but the district court reviewed the R&R de novo and adopted it in full.
- The interrogation occurred at Herran’s residence, involved multiple armed officers who directed and escorted him around his property, confronted him with evidence, and lasted a prolonged period; officers told him near the start that he was free to leave.
- Herran alleged his statements should have been suppressed because he was in custody and thus entitled to Miranda warnings; he also argued some trial exhibits should have been excluded under Rules 403 and 404(b).
- The Ninth Circuit reviewed the custody question de novo, concluded Herran was in custody for Miranda purposes, reversed the denial of the suppression motion, vacated his conviction, and remanded for a new trial; the court did not reach the evidentiary objections.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Herran was "in custody" requiring Miranda warnings | Herran: the home interrogation became a police-dominated, custodial atmosphere (multiple armed agents, escorted around property, confronted with evidence, length, pressure) | Gov: not custodial — it occurred at home and officers told him he was free to leave | Court: Custodial; Miranda warnings required — suppression denial reversed |
| Whether failure to object to magistrate judge R&R waived appellate review | Herran: preserved because he challenges a legal conclusion and district court conducted de novo review | Gov: argued waiver from failure to object to R&R | Court: Legal challenge preserved for de novo review despite no objections |
| Admissibility of trial exhibits under Rules 403/404(b) | Herran: some exhibits were unfairly prejudicial or improper 404(b) evidence | Gov: exhibits properly admitted | Court: Not decided — issue mooted by suppression reversal |
Key Cases Cited
- Miranda v. Arizona, 384 U.S. 436 (1966) (establishes Miranda warnings for custodial interrogation)
- Thompson v. Keohane, 516 U.S. 99 (1995) (custody determined by whether a reasonable person would feel free to terminate the interview)
- United States v. Craighead, 539 F.3d 1073 (9th Cir. 2008) (factors for assessing custody in home interrogations)
- United States v. Kim, 292 F.3d 969 (9th Cir. 2002) (custody is mixed question of law and fact; additional factors to assess interrogation pressure)
- United States v. Brobst, 558 F.3d 982 (9th Cir. 2009) (confrontation with evidence can contribute to custodial atmosphere)
- United States v. Hayden, 260 F.3d 1062 (9th Cir. 2001) (factors assessing detention and pressure)
- Miranda v. Anchondo, 684 F.3d 844 (9th Cir. 2012) (failure to object to an R&R affects, but does not automatically waive, appellate review of legal conclusions)
- Lisenbee v. Henry, 166 F.3d 997 (9th Cir. 1999) (failure to object to R&R does not automatically waive review of legal conclusions)
- Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991) (failure to object is a factor in considering waiver on appeal)
