United States v. Santiago
769 F.3d 1
| 1st Cir. | 2014Background
- In 2002 Santiago pleaded nolo contendere in Florida to lewd molestation and child abuse based on sexual conduct with a minor; he was placed on probation and required to register as a sex offender under SORNA.
- He repeatedly violated probation (missed curfew, moved without permission, failed treatment, failed to register) and was imprisoned in Florida from 2005 until 2010; thereafter he moved to Puerto Rico.
- In 2012 a federal indictment charged Santiago under 18 U.S.C. § 2250 for interstate travel and failure to register; he entered a plea agreement recommending a 12–18 month Guidelines range and a 12‑month sentence at the low end.
- The plea agreement contained a broad waiver of appeal of “the judgment and sentence”; the magistrate discussed supervised release and explained the waiver at the change‑of‑plea colloquy, and Santiago acknowledged understanding.
- At sentencing the district court imposed a 12‑month term of imprisonment and 10 years supervised release with multiple special sex‑offender conditions announced orally; the written judgment added one additional special condition (condition 13) that was not announced at sentencing.
- Santiago appealed only the special sex‑offender conditions and condition 13; the government invoked the appellate‑waiver to bar review of most conditions.
Issues
| Issue | Plaintiff's Argument (Santiago) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether Santiago can appeal special sex‑offender supervised‑release conditions despite an appeal waiver | Waiver did not specify which supervised‑release conditions would be imposed, so conditions fall outside waiver | Waiver covers the entire “judgment and sentence,” which includes supervised release and its conditions | Waiver was knowing and voluntary and bars review of the challenged special‑sex‑offender conditions (appeal dismissed as to those conditions) |
| Whether condition 13 (ban on sexually explicit materials/frequenting porn/sex establishments) must be vacated because it was not announced at sentencing, violating the right to be present | Condition 13 was imposed in the written judgment for the first time; Santiago had no opportunity to object and thus his right to be present was violated | Government concedes condition 13 was non‑standard but argues facts (victim’s statements, recovered porn) put Santiago on constructive notice | Court held the omission was a clear constitutional error, not harmless beyond a reasonable doubt, and vacated condition 13; remanded for re‑sentencing as to that condition |
Key Cases Cited
- United States v. Brown, 235 F.3d 2 (1st Cir. 2000) (supervised release is an integral part of a sentence)
- United States v. Mandarelli, 982 F.2d 11 (1st Cir. 1992) (supervised release is part of sentence to be served after imprisonment)
- United States v. Rodríguez‑Santana, [citation="554 F. App'x 23"] (1st Cir. 2014) (appellate waiver bars review of special sex‑offender conditions under a broadly worded waiver)
- United States v. Nguyen, 618 F.3d 72 (1st Cir. 2010) (district court has broad discretion to set supervised‑release conditions; waiver enforcement principles)
- United States v. Teeter, 257 F.3d 14 (1st Cir. 2001) (standards for enforcing appellate waivers and miscarriage‑of‑justice exception)
- United States v. Sepúlveda‑Contreras, 466 F.3d 166 (1st Cir. 2006) (defendant’s right to be present at sentencing; oral conditions control where material conflict exists)
- United States v. Ortiz‑Torres, 449 F.3d 61 (1st Cir. 2006) (harmless‑error framework for unannounced written judgment conditions)
