United States v. Romero-Lopez
661 F.3d 106
1st Cir.2011Background
- The First Circuit affirmed a district court sanction imposed on attorney Jorge L. Armenteros-Chervoni for failing to appear at a rescheduled sentencing, reducing the amount from $1,500 to $500.
- The sentencing hearing was moved from 4:30 P.M. on May 12, 2010 to 9:30 A.M. the same day, with electronic notice of the change; all notices were issued through the court's electronic filing system.
- Armenteros-Chervoni did not attend the rescheduled hearing and did not notify the court of unavailability.
- Armenteros-Chervoni sought reconsideration, asserting lack of notice due to him and his secretary being out of the office and not checking emails, and criticized the court in his motion.
- The district court imposed an inherent-power sanction, not a criminal contempt sanction, for failing to attend; the court did not issue a contempt finding or require Rule 42 procedures.
- The panel affirmed the sanction but reduced it to $500, and noted better practice would be to hear from the attorney before imposing sanctions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the sanction was a proper inherent-power sanction rather than criminal contempt | Armenteros-Chervoni argued it was criminal contempt requiring Rule 42 procedures. | Armenteros-Chervoni contends the sanction is a civil/criminal-contempt type with applicable procedures; district court erred. | Proper inherent-power sanction; not criminal contempt. |
| Whether the amount of the sanction should be reduced | Discretionary authority to impose a substantial sanction for tardiness and nonappearance. | Sanction appropriate to deter nonappearance; no severe precedent justified a large amount. | Reduce sanction to $500; affirm as to use of inherent power with restraint. |
Key Cases Cited
- United States v. Kouri-Perez, 187 F.3d 1 (1st Cir. 1999) (inherent power to discipline attorneys; non-contempt sanctions exist)
- Chambers v. NASCO, Inc., 501 U.S. 32 (U.S. 1991) (inherent power to regulate courts; sanctions must be restrained)
- In re Smothers, 322 F.3d 438 (6th Cir. 2003) (district courts can sanction attorneys without contempt findings)
- United States v. Bagwell, 512 U.S. 821 (U.S. 1994) (recognizes category of punitive non-contempt sanctions)
- Rosario-Diaz v. Gonzalez, 140 F.3d 312 (1st Cir. 1998) (parties charged with knowledge of docket and notices in ongoing cases)
- Witty v. Dukakis, 3 F.3d 517 (1st Cir. 1993) (parties have independent obligation to monitor case developments)
- Bills v. United States, 11 Fed. App'x 342 (4th Cir. 2001) (example of inherent-power sanction for attorney's failure to appear)
