464 F. App'x 32
2d Cir.2012Background
- Roman pled guilty to conspiracy to possess with intent to distribute and distribution of 50+ grams cocaine base and 5+ kilograms cocaine, in violation of 21 U.S.C. §§ 841(a), 841(b)(1)(A), and 846.
- District court sentenced Roman to 240 months’ imprisonment and ten years of supervised release.
- Government sought a second-offender enhancement under § 841(b)(1)(A) based on two prior felony drug convictions.
- The district court did not conduct the § 851(b) colloquy required by Espinal.
- Roman challenged the second-offender predicates as non-felony drug offenses; the government defended them as valid predicates.
- The court affirmed the sentence on appeal, finding the § 851(b) defect harmless and the predicates valid.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the § 851(b) colloquy was satisfied | Roman contends the colloquy was not conducted. | Government concedes failure but argues harmless error. | Harmless error; § 851(b) defect did not affect outcome |
| Whether the predicates qualify as felony drug offenses under § 841(b)(1)(A) | Roman argues predicates are not felony drug offenses. | Government contends both convictions are valid felony drug offenses. | Both predicates qualify under modified/categorical approaches |
| Whether any error in resolving guidelines calculations was harmless given the mandatory minimum | Roman asserts district court should have resolved disputed calculations. | Not necessary to resolve if sentence is the mandatory minimum. | Harmless error; sentencing proper under mandatory minimum |
Key Cases Cited
- United States v. Espinal, 634 F.3d 655 (2d Cir. 2011) (plain-error vs harmless-error review for § 851 procedures)
- United States v. Savage, 542 F.3d 959 (2d Cir. 2008) (modified categorical approach for prior conviction predicates)
- United States v. Folkes, 622 F.3d 152 (2d Cir. 2010) (categorical approach for predicate felony drug offenses)
- United States v. Parker, 577 F.3d 143 (2d Cir. 2009) (harmless error analysis in guidelines computations)
