United States v. Roethle
4:21-cr-00465
E.D. Mo.Jul 23, 2024Background
- Defendant Dr. Scott Roethle is charged with conspiracy to commit healthcare fraud and 24 counts of healthcare fraud and anti-kickback violations following a 2021 indictment.
- Roethle was originally represented by counsel, but fired his attorneys and elected to represent himself after a Faretta hearing at which the court found his waiver of counsel valid.
- The Government became concerned about Roethle's competency due to a series of confusing and legally unrelated pleadings, including references to wild conspiracies and treason by former presidents.
- The Government requested a mental competency examination under 18 U.S.C. § 4241, which Roethle opposed, filing multiple motions to dismiss and to vacate the hearing.
- Roethle refused to participate in an outpatient competency exam, resulting in revocation of his pretrial release and ordering detention.
- The Court now orders an inpatient competency evaluation, explicitly excluding the time taken from Speedy Trial Act calculations.
Issues
| Issue | Plaintiff's (USA) Argument | Defendant's (Roethle) Argument | Held |
|---|---|---|---|
| Whether competency exam warranted | Roethle's filings and conduct show possible mental incompetency | No exam needed; pleads understanding and opposition | Court finds reasonable cause for exam, orders inpatient evaluation |
| Violation of Speedy Trial Act | Requested delay is necessary due to mental health evaluation | Opposes any delay; seeks dismissal | Time excluded for competency process under applicable statute |
| Validity of self-representation | Roethle knowingly and voluntarily waived counsel previously | Asserts right to self-represent; resists intervention | Faretta hearing confirms voluntary waiver; still relevant to competency |
| Pretrial release status | Refusal to attend exam merits revocation of release | Sought to maintain release, argued against detention | Pretrial release revoked; Roethle remanded into custody |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (Supreme Court recognizes a defendant’s right to self-representation)
