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953 F.3d 320
5th Cir.
2020
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Background

  • Rodriguez-Leos, a nonimmigrant, bought 520 rounds of 7.62x39mm ammunition at an Academy Sports in McAllen the same day he entered the U.S.; agents later found the box hidden near a McAllen home.
  • After arrest, he admitted buying ammunition for a person called “El Chivo,” receiving $50 per prior purchase and previously delivering ammo at a Hidalgo Whataburger to an unidentified man who then smuggled it to Mexico.
  • The PSR applied a four-level enhancement under U.S.S.G. § 2K2.1(b)(6)(A) for possession with reason to believe it would be exported and cross-referenced to § 2X1.1/§ 2M5.2, producing a base offense level of 26; district court denied a § 2X1.1(b)(1) three-level attempt reduction and sentenced him to 50 months.
  • Rodriguez-Leos objected in writing that he did not complete all necessary acts under § 2X1.1 and appealed the denial of the three-level reduction.
  • The Fifth Circuit majority held the district court clearly erred in denying the reduction because Rodriguez-Leos was arrested well before he or any co-conspirator had completed acts necessary to export the ammunition; vacated the sentence and remanded for resentencing.
  • Judge Willett dissented, arguing the objection was not sufficiently preserved (plain-error review) and that the district court’s factual finding was plausible and should be affirmed.

Issues

Issue Plaintiff's Argument (Rodriguez-Leos) Defendant's Argument (Government) Held
Whether Rodriguez preserved his § 2X1.1(b)(1) reduction claim / standard of review His written PSR objection citing §2X1.1 language (stating he did not complete all necessary acts) preserved the claim; review should be for clear error Objection targeted PSR enhancement, not a request for a 3-level reduction; he failed to press the point at sentencing so only plain-error review applies Majority: preserved; applied clear-error review. Dissent: would apply plain-error review.
Entitlement to 3-level reduction under U.S.S.G. §2X1.1(b)(1) (attempt reduction) He had only purchased and hidden the ammo; was not en route to deliver and lacked an imminent timeframe — he did not complete nor was about to complete all acts he believed necessary Prior practice of same-day deliveries and expectation of an imminent call made completion reasonably imminent; district court’s finding that he was about to complete the offense was plausible Majority: district court clearly erred; reduction warranted; sentence vacated and remanded for resentencing. Dissent: would affirm.

Key Cases Cited

  • United States v. Waskom, 179 F.3d 303 (5th Cir. 1999) (articulates non-exhaustive Waskom factors for deciding §2X1.1 attempt/conspiracy reductions)
  • United States v. Soto, 819 F.3d 213 (5th Cir. 2016) (applied Waskom; denied reduction was clear error where defendant merely bought ammo and was not en route to deliver)
  • United States v. Neal, 578 F.3d 270 (5th Cir. 2009) (written objections that identify the gist of the claim can preserve issues for appeal)
  • United States v. Ocana, 204 F.3d 585 (5th Cir. 2000) (preservation may be satisfied without exact guideline citation when substance matches)
  • United States v. Rodriguez, 630 F.3d 377 (5th Cir. 2011) (clear-error standard for factual findings at sentencing)
  • United States v. Griffith, 522 F.3d 607 (5th Cir. 2008) (review asks whether findings are implausible in light of the record)
  • Puckett v. United States, 556 U.S. 129 (2009) (plain-error framework requiring showings that error affected substantial rights and seriously affected fairness of proceedings)
  • United States v. John, 597 F.3d 263 (5th Cir. 2010) (discusses applicability of Waskom factors after guideline amendments)
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Case Details

Case Name: United States v. Rodolfo Rodriguez-Leos
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Mar 16, 2020
Citations: 953 F.3d 320; 19-40161
Docket Number: 19-40161
Court Abbreviation: 5th Cir.
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    United States v. Rodolfo Rodriguez-Leos, 953 F.3d 320