958 F.3d 338
5th Cir.2020Background
- Defendant Robert McNabb pleaded guilty to being a felon in possession of a firearm and signed a plea agreement that included an appeal waiver and a promise by the government to “not oppose” an acceptance-of-responsibility reduction.
- The original PSR recommended the acceptance reduction; the government filed an objection seeking a two-level obstruction-of-justice enhancement under U.S.S.G. § 3C1.1 based on pre-plea conduct (threatening a witness and an agent; letters about making meth).
- Probation issued a revised PSR recommending the obstruction enhancement and withdrawing the acceptance recommendation; the district court adopted the revised PSR, applied the obstruction enhancement, and denied the acceptance reduction.
- McNabb did not raise a breach-of-plea-agreement claim in the district court; he appealed arguing the government breached its promise by effectively opposing the acceptance reduction via its obstruction submission and by relying on pre-plea conduct.
- The panel treated McNabb’s claim under plain-error review (because he failed to present it below), found the breach claim to be a close question under controlling precedent, and concluded the error was not obvious; therefore the appeal waiver remained enforceable and the sentencing challenges were dismissed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the government breached the plea agreement by opposing an acceptance-of-responsibility reduction through seeking an obstruction enhancement based on pre-plea conduct | McNabb: “Not oppose” was limited to conduct after the plea; using pre-plea conduct to obtain obstruction breached the promise | Government: It promised only to “not oppose,” reserved the right to present and dispute facts and seek enhancements; seeking obstruction was not inconsistent | Court: Close question; under plain-error review error was not obvious. Did not find an obvious breach. |
| Whether a breach would invalidate McNabb’s appellate waiver and allow his sentencing challenges | McNabb: A government breach would free him from his waiver and permit review | Government: No breach; waiver remains enforceable | Court: Because no plain/obvious breach shown, Gonzalez-based waiver doctrine applies; appeal dismissed. |
Key Cases Cited
- United States v. Gonzalez, 309 F.3d 882 (5th Cir. 2002) (government breach of plea agreement can void a defendant’s appeal waiver)
- Puckett v. United States, 556 U.S. 129 (2009) (plain-error review requires an obvious/clear error; close calls fail)
- United States v. Cluff, 857 F.3d 292 (5th Cir. 2017) (government may seek obstruction enhancement despite promising not to oppose acceptance credit in plea agreement)
- United States v. Juarez-Duarte, 513 F.3d 204 (5th Cir. 2008) (obstruction enhancement ordinarily indicates lack of acceptance of responsibility)
- United States v. Munoz, 408 F.3d 222 (5th Cir. 2005) (distinguishing cases where government agreed to a defendant’s specified total offense level and then sought enhancements)
- United States v. Rosales, [citation="612 F. App'x 778"] (5th Cir. 2015) (per curiam) (no obvious error when government said “not to oppose” acceptance credit but advocated obstruction enhancement and was silent at sentencing)
