United States v. Riggi
2011 U.S. App. LEXIS 16498
| 2d Cir. | 2011Background
- Abramo appeals a judgment following a plea and a reduced sentence; he challenges ex post facto application of the 2008 Guidelines to a conspiracy ending in 1989.
- The plea agreement included an appeal waiver: no direct appeal of a sentence of 18 years or less, binding even if the court used a different Guidelines range.
- Parties stipulated that the 2008 Guidelines apply and that an 18-year sentence is the applicable guideline sentence; the total maximum was 216 months.
- Abramo was sentenced to 186 months after a Florida sentence; the district court applied the 2008 Guidelines despite the potential ex post facto issue.
- On remand from earlier Crawford-based error, Abramo pleaded guilty to related counts with the waived appeal in place; the issue is whether the waiver is unenforceable due to ex post facto concerns.
- The court addresses whether ignorance of ex post facto rights at signing could void the waiver and whether the waiver should be enforced despite potential constitutional error.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ex post facto rights void the appeal waiver. | Abramo argues ex post facto rights are unwaivable. | Abramo's waiver was knowingly and competently given and should be enforced. | Waiver enforceable; ex post facto rights did not void the waiver. |
| Whether ignorance of ex post facto rights at signing voids the waiver. | Ignorance may render the waiver invalid. | No basis to void the waiver for ignorance of rights; related to contract rules and counsel advice. | Waiver remains enforceable; ignorance does not void it here. |
| Whether the waiver can be set aside due to alleged constitutional sentencing error. | Constitutional error at sentencing could undermine the waiver. | Waiver should still be enforced notwithstanding sentencing peculiarities. | Waiver enforceable; no basis to set aside via sentencing error. |
| Whether the court properly treated the ex post facto issue under one-book rule and guidelines application. | Different guidelines could create ex post facto risk affecting the waiver. | Guidelines application followed stipulations; any ex post facto risk did not vitiate the waiver. | Not reached as waiver enforceable; the issue does not defeat the waiver. |
Key Cases Cited
- Arevalo (Vigil), 628 F.3d 93 (2d Cir.2010) (waivers of the right to appeal presumptively enforceable when knowingly made)
- Gomez-Perez, 215 F.3d 315 (2d Cir.2000) (plea waivers are enforceable when knowing, voluntary, and competent)
- Woltmann, 610 F.3d 37 (2d Cir.2010) (factors for voiding an appeal waiver, including judicial abdication and biased sentencing)
- Yemitan, 70 F.3d 746 (2d Cir.1995) (contract principles apply to plea agreements and waivers)
- Rosen, 409 F.3d 535 (2d Cir.2005) (mutual mistake and plea agreements where sentencing calculation errors occur)
- Morgan, 406 F.3d 135 (2d Cir.2005) (existing-rights arguments do not automatically void waivers; pleas carry risks)
