United States v. Rife
3:12-cr-00017
N.D. Ind.Jul 5, 2016Background
- Jason Rife pleaded guilty to possession with intent to distribute heroin pursuant to a plea agreement that dismissed nine other counts and included a broad, bolded waiver of his right to appeal or collaterally attack his conviction or sentence (except for ineffective-assistance claims tied to waiver negotiation).
- At the change-of-plea hearing Rife affirmed he read and understood the agreement, acknowledged the 20-year statutory maximum, and acknowledged the appeal/collateral-attack waiver; the court accepted his plea.
- At sentencing both parties treated Rife as a career offender under U.S.S.G. § 4B1.2 based on four prior Indiana felony convictions; the court imposed 151 months (the agreed low-end Guideline sentence).
- Rife did not appeal. After the Supreme Court decided Johnson v. United States (invalidating the ACCA residual clause), Rife filed a § 2255 petition arguing Johnson should apply retroactively to invalidate the similar Guidelines residual clause and eliminate his career-offender status.
- The district court declined to reach the merits, holding Rife’s broad, knowing, and voluntary waiver bars his § 2255 challenge and that none of the narrow exceptions to waiver applied.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Enforceability of broad plea waiver to bar § 2255 challenge based on Johnson | Rife: Johnson makes the Guidelines residual clause unconstitutional so he should be able to collaterally attack his career-offender enhancement | Government: The plea agreement contains a knowing, voluntary, broad waiver of collateral attack that covers this claim | Waiver is valid and enforceable; bars Rife’s § 2255 petition |
| Applicability of exceptions to enforce waiver (miscarriage of justice, impermissible basis, statutory max, ineffective assistance) | Rife: Denying review would be a miscarriage of justice—see Tenth Circuit’s Madrid recognizing plain-error after Johnson | Government: Only limited exceptions apply in Seventh Circuit (ineffective assistance related to plea, impermissible sentencing basis, sentence > statutory max); none fit here | No applicable exception: not race/impermissible, sentence below statutory max, no ineffective-assistance claim tied to plea negotiation; Seventh Circuit does not recognize a generalized miscarriage-of-justice exception, so waiver stands |
Key Cases Cited
- Johnson v. United States, 135 S. Ct. 2551 (2015) (held ACCA residual clause void for vagueness)
- Welch v. United States, 136 S. Ct. 1257 (2016) (Johnson announced a substantive rule with retroactive effect on collateral review)
- Keller v. United States, 657 F.3d 675 (7th Cir. 2011) (defendant may validly waive direct appeal and collateral review in a plea agreement)
- United States v. Sines, 303 F.3d 793 (7th Cir. 2002) (waiver of collateral attack valid if knowing and voluntary; ineffective-assistance exception preserved when tied to plea negotiation)
- Bridgeman v. United States, 229 F.3d 589 (7th Cir. 2000) (court presumes truthful sworn statements at plea hearing regarding understanding of plea terms)
- Nunez v. United States, 546 F.3d 450 (7th Cir. 2008) (knowing, voluntary waiver ordinarily must be enforced)
- United States v. Bownes, 405 F.3d 634 (7th Cir. 2005) (appeal waivers effective despite later favorable changes in law)
- United States v. Smith, 759 F.3d 702 (7th Cir. 2014) (Seventh Circuit limits escape from appeal waivers to narrow categories)
- Massaro v. United States, 538 U.S. 500 (2003) (ineffective-assistance claims may be raised in § 2255 even if not raised on direct appeal)
- United States v. Feichtinger, 105 F.3d 1188 (7th Cir. 1997) (appeal waiver unenforceable if sentence exceeds statutory maximum)
