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818 F.3d 791
8th Cir.
2016
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Background

  • Richard Gonzalez Alcalde pled guilty to conspiring to distribute methamphetamine; plea stipulated at least 1.5 kg.
  • Probation recommended a three-level U.S.S.G. § 3B1.1(b) managerial-role enhancement and attributed 4.5 kg to Alcalde, including conversion of coconspirator cash to drug weight.
  • Law enforcement seized $2,380 and $3,592 from coconspirator residences; DEA agent converted those amounts to gram-equivalents using prevailing street prices.
  • At sentencing a coconspirator testified Alcalde directed use of Des Moines addresses, bank-account deposits (including a $3,000 deposit), and taking photos of packages; Alcalde admitted in proffer to shipping at least four packages.
  • Two intercepted packages contained 1,968 g and 2,363 g; court found the record supported attributing 4.5 kg to Alcalde and applied the three-level enhancement, producing a guidelines range higher than the eventual 188-month sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether § 3B1.1(b) managerial/supervisor enhancement was properly applied Alcalde: court erred; he was not a manager/supervisor Government/District Ct: Alcalde directed coconspirators, recruited/controlled activity Affirmed: enhancement proper — he directed at least two participants and conspiracy had five participants
Whether 4.5 kg methamphetamine attribution was clearly erroneous Alcalde: 4.472 kg is supported but additional 28 g improperly attributed Government/District Ct: cash conversions and admitted undiscovered shipments justify 4.5 kg Affirmed: district court’s 4.5 kg attribution supported by cash-to-drug conversion and estimation of unseized packages
Whether gov’t breached cooperation agreement by using proffer statements Alcalde: gov’t improperly used his proffer admissions at sentencing Government: agreement permitted use if defendant later denied admissions at hearing Affirmed: exception triggered because Alcalde denied selling larger quantity after proffer; use permissible

Key Cases Cited

  • United States v. Callaway, 762 F.3d 754 (standards for reviewing role-finding and factual findings)
  • United States v. Gutierrez, 757 F.3d 785 (review standard for role determinations)
  • United States v. Cole, 657 F.3d 685 (broad construction of "manager"/"supervisor" under § 3B1.1)
  • United States v. Adejumo, 772 F.3d 513 (§ 3B1.1 may apply when defendant managed one participant in a transaction)
  • United States v. Colton, 742 F.3d 345 (attributing proceeds and course-of-conduct principles for drug-quantity attribution)
  • United States v. Carper, 942 F.2d 1298 (permitting conversion of drug proceeds to drug-quantity equivalents)
  • United States v. Granados, 202 F.3d 1025 (estimating unrecovered drug quantity from similar intercepted transactions)
  • United States v. Ozmon, 713 F.3d 474 (review of government use of proffer statements under cooperation agreements)
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Case Details

Case Name: United States v. Richard Gonzalez Alcalde
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Apr 12, 2016
Citations: 818 F.3d 791; 2016 U.S. App. LEXIS 6619; 2016 WL 1425819; 15-1329
Docket Number: 15-1329
Court Abbreviation: 8th Cir.
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    United States v. Richard Gonzalez Alcalde, 818 F.3d 791