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91 F.4th 616
2d Cir.
2024
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Background

  • Ivan Reyes-Arzate pled guilty to an international cocaine distribution conspiracy and entered a plea agreement in the Eastern District of New York, which included a waiver of appellate rights for sentences of 293 months or less.
  • He was sentenced to 120 months in prison, four years of supervised release (with standard and one special condition), a $100 special assessment, and $290,000 in forfeiture.
  • The government moved to dismiss Reyes-Arzate’s appeal based on the plea agreement's appellate waiver; defense counsel filed an Anders brief stating there were no non-frivolous issues for appeal.
  • The Anders brief, however, did not address non-imprisonment aspects of the sentence (supervised release conditions, forfeiture, special assessment), which are not explicitly covered by the appeal waiver.
  • The Second Circuit deferred ruling on both the Anders motion (for withdrawal) and the government’s motion to dismiss, ordering supplemental briefing on whether any non-frivolous appealable issues exist regarding the non-imprisonment components of the sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Scope of appeal waiver in plea agreement Waiver bars appeal of sentence under 293 months; motion to dismiss appeal Counsel argued waiver valid, no non-frivolous imprisonment appeal issues Waiver does not unambiguously bar appeals of non-imprisonment components; counsel must brief these
Adequacy of Anders brief Argues brief sufficient; no meritorious issues exist per waiver Brief did not address non-imprisonment components of sentence Anders brief insufficient; supplemental brief ordered addressing non-waived issues
Construction of appeal waivers Waiver construed broadly per plea agreement language Waivers should be strictly construed against government, covering only clear terms Waivers construed narrowly; ambiguous silence on non-imprisonment terms leaves those issues appealable
Obligation of defense counsel Not directly argued Must address all non-waived sentence components in Anders briefing Counsel must address all procedurally and substantively reviewable parts not covered by waiver

Key Cases Cited

  • Anders v. California, 386 U.S. 738 (1967) (sets the standard for counsel withdrawal where appeal is frivolous)
  • United States v. Gomez-Perez, 215 F.3d 315 (2d Cir. 2000) (addresses Anders briefing in the context of appeal waivers)
  • United States v. Hernandez, 242 F.3d 110 (2d Cir. 2001) (appellate waivers in plea agreements are construed strictly against the government)
  • United States v. Burden, 860 F.3d 45 (2d Cir. 2017) (appeal waivers silent on specific aspects do not bar challenges to those aspects)
  • United States v. Oladimeji, 463 F.3d 152 (2d Cir. 2006) (appeal waivers do not unambiguously bar challenges to restitution or supervised release unless so specified)
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Case Details

Case Name: United States v. Reyes-Arzate
Court Name: Court of Appeals for the Second Circuit
Date Published: Jan 30, 2024
Citations: 91 F.4th 616; 22-320
Docket Number: 22-320
Court Abbreviation: 2d Cir.
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    United States v. Reyes-Arzate, 91 F.4th 616