39 F.4th 1285
10th Cir.2022Background
- Reed, a felon, pleaded guilty to being a felon in possession of a firearm under 18 U.S.C. § 922(g)(1); plea agreement warned ACCA could raise the mandatory minimum to 15 years.
- Reed had prior convictions: three federal drug-distribution counts in a single federal judgment (each dated separately) and a state cocaine-trafficking conviction.
- Trial counsel mistakenly advised Reed the three federal convictions in one judgment would count as a single predicate and that ACCA was unlikely to apply; counsel did not promise ACCA would not apply.
- After plea, the PSR recommended ACCA treatment based on the three federal drug convictions; Reed obtained new counsel and sought to withdraw his plea, claiming ineffective assistance.
- The district court held an evidentiary hearing, found counsel was not constitutionally ineffective (and Reed suffered no Strickland prejudice), overruled ACCA-related objections, and imposed the 15-year ACCA mandatory minimum.
- On appeal Reed challenged (1) voluntariness of the plea (ineffective assistance), (2) whether a judge (not a jury) may find prior convictions were committed on “occasions different from one another,” and (3) sufficiency of notice about ACCA exposure. The Tenth Circuit affirmed.
Issues
| Issue | Reed's Argument | Gov't's Argument | Held |
|---|---|---|---|
| Whether Reed's guilty plea was unknowing/involuntary because trial counsel erroneously downplayed ACCA risk | Counsel’s bad advice made plea unknowing; Reed would have gone to trial but for that advice | Plea colloquy, plea agreement, and repeated warnings of ACCA exposure undercut any reasonable claim he would have insisted on trial; Reed did not prove Strickland prejudice | Affirmed: no Strickland prejudice; plea was knowing/voluntary |
| Whether judge (not jury) may decide whether prior convictions occurred on "occasions different from one another" for ACCA purposes | Alleyne requires jury finding of any fact that increases mandatory minimums, so a jury must decide the ACCA-occasion question | Apprendi prior-conviction exception and circuit precedent allow the sentencing court to decide such prior-conviction-related issues | Affirmed: Tenth Circuit precedent (Michel) controls—court may decide that question |
| Whether Reed had insufficient notice (due process) that ACCA might be applied | ACCA not referenced in indictment/arraignment; plea colloquy/ agreement didn’t identify specific predicate convictions, so notice was inadequate | Plea agreement, counsel’s investigation, plea colloquy warnings, and PSR gave actual, timely notice and opportunity to be heard | Affirmed: procedural due process satisfied; Reed had notice and opportunity to object |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (ineffective-assistance two‑part test)
- Hill v. Lockhart, 474 U.S. 52 (ineffective-assistance standard applied to guilty pleas)
- Apprendi v. New Jersey, 530 U.S. 466 (facts increasing penalties must be submitted to jury, subject to prior-conviction exception)
- Alleyne v. United States, 570 U.S. 99 (facts increasing mandatory minimums must be proved to a jury)
- United States v. Michel, 446 F.3d 1122 (10th Cir.) (prior-conviction exception allows judge to resolve whether prior convictions occurred on different occasions)
- Massaro v. United States, 538 U.S. 500 (ineffective-assistance claims generally resolved in collateral proceedings)
- United States v. Gordon, 4 F.3d 1567 (10th Cir.) (Strickland/Hill framework on direct appeal where record fully developed)
- United States v. Moore, 401 F.3d 1220 (10th Cir.) (whether prior conviction qualifies as ACCA "serious drug offense" is a legal question for the court)
- United States v. Green, 967 F.2d 459 (10th Cir.) (prior panel discussion of single-judgment convictions)
- Wooden v. United States, 142 S. Ct. 1063 (Supreme Court declined to reach whether jury must resolve whether prior crimes occurred on a single occasion)
