United States v. Raul Magallanes-Flores
687 F. App'x 233
| 4th Cir. | 2017Background
- Raul Magallanes‑Flores pled guilty pursuant to a written plea agreement to conspiracy to distribute cocaine (21 U.S.C. § 846) and was sentenced within the Guidelines to 235 months' imprisonment.
- The plea agreement contained a broad appellate‑waiver provision but expressly preserved certain claims, including ineffective‑assistance claims.
- Appellate counsel filed an Anders brief asserting no meritorious issues but asked the court to review the adequacy of the district court’s sentencing explanation.
- Magallanes‑Flores filed a pro se supplemental brief challenging the voluntariness of his plea, sufficiency of the evidence, and trial counsel’s effectiveness.
- The government moved to dismiss the appeal under the appellate waiver; the Fourth Circuit reviewed the waiver’s validity de novo and examined the Rule 11 transcript and plea agreement.
- The court concluded the waiver was knowing and voluntary, dismissed those portions of the appeal covered by the waiver, and affirmed the judgment in part; ineffective‑assistance claims were not conclusively shown on the record and were directed to § 2255.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity/enforceability of appellate waiver | Magallanes‑Flores argues some claims remain or waiver not knowing | Government argues waiver is valid and bars appeal of sentencing claim | Waiver was knowing and voluntary; appeal dismissed as to waived issues |
| Sentencing‑explanation review | Appellate counsel sought review of district court’s sentencing explanation | Government invoked appellate waiver to bar review | Claim falls within the scope of the valid waiver and was dismissed |
| Voluntariness of guilty plea | Magallanes‑Flores contends plea was not knowing/voluntary | Government points to Rule 11 colloquy and plea agreement showing voluntariness | Court found plea colloquy and agreement establish waiver and plea was knowing/voluntary |
| Ineffective assistance of counsel | Magallanes‑Flores alleges trial counsel ineffective | Government notes waiver does not waive ineffective‑assistance claims but challenges on direct appeal require record development | Court: ineffective assistance does not conclusively appear on record; such claims are cognizable in a § 2255 motion, not on direct appeal |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedures for counsel when asserting no meritorious appellate issues)
- United States v. Copeland, 707 F.3d 522 (4th Cir. 2013) (de novo review of appeal waiver validity)
- United States v. Thornsbury, 670 F.3d 532 (4th Cir. 2012) (enforcement of valid appellate waivers when issue falls within scope)
- United States v. Manigan, 592 F.3d 621 (4th Cir. 2010) (definition of a knowing and intelligent waiver)
- United States v. Johnson, 410 F.3d 137 (4th Cir. 2005) (limits on waivable claims—statutory maximum and certain constitutional claims)
- United States v. Craig, 985 F.2d 175 (4th Cir. 1993) (appellate waiver exceptions for certain Sixth Amendment claims)
- United States v. Baldovinos, 434 F.3d 233 (4th Cir. 2006) (ineffective assistance usually not shown on the face of the record)
- United States v. Benton, 523 F.3d 424 (4th Cir. 2008) (ineffective‑assistance claims generally not cognizable on direct appeal)
- United States v. Baptiste, 596 F.3d 214 (4th Cir. 2010) (§ 2255 is the proper vehicle to develop ineffective‑assistance claims)
