831 F.3d 1022
8th Cir.2016Background
- Randy Beltramea was indicted for fraud, pleaded guilty with assistance of FPD attorney Terry McAtee, and later was indicted for obstruction for allegedly breaching the plea agreement.
- New outside counsel represented Beltramea for the obstruction plea; Beltramea pled guilty to the obstruction charge.
- The government subpoenaed McAtee (an Assistant Federal Public Defender) to testify at Beltramea's sentencing about the alleged breach.
- The Federal Public Defender moved to quash McAtee’s subpoena; the district court denied the motion. The district-court proceedings remain pending.
- The FPD immediately appealed the denial on McAtee’s behalf; McAtee has not refused to comply and has not been held in contempt. Beltramea (the privilege holder) did not join the appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court of appeals has jurisdiction over an immediate appeal of an order compelling production from a subpoena target | FPD: Perlman exception permits immediate appeal to protect privilege | Gov: General rule requires contempt or final order before appeal | No jurisdiction; appeal dismissed |
| Whether Perlman exception applies when subpoena targets a party’s attorney employed by FPD | FPD: Perlman allows quash of subpoena to third-party custodian asserting privilege on behalf of privilege holder | Gov: Perlman limited to disinterested third-party custodians and to appeals by the privilege holder | Perlman inapplicable—the subpoena target here is not a disinterested third party and the privilege holder did not appeal |
| Whether contempt is required before a subpoena target may appeal | FPD: Immediate appeal necessary to avoid impossible review | Gov: Target must refuse and be held in contempt before appealing | Contempt (or other final order) is required; immediate appeal improper here |
| Effect of privilege-holder not joining appeal | FPD: FPD asserted privilege on behalf of McAtee | Gov: Absence of privilege-holder means Perlman exception doesn’t apply; postjudgment review remains available | Dismissed; court did not decide hypothetical where privilege-holder had joined |
Key Cases Cited
- Perlman v. United States, 247 U.S. 7 (establishes narrow exception allowing immediate appeal to quash subpoena to a third-party custodian)
- United States v. Ryan, 402 U.S. 530 (explains rule that a party must refuse and be held in contempt before appealing, with limited exceptions)
- Bender v. Williamsport Area Sch. Dist., 475 U.S. 534 (courts must independently confirm appellate jurisdiction)
- Church of Scientology of Cal. v. United States, 506 U.S. 9 (discusses scope of Perlman exception)
- In re Grand Jury Proceedings (Malone), 655 F.2d 882 (8th Cir. 1981) (applied contempt-before-appeal principle)
- In re Grand Jury, 705 F.3d 133 (3d Cir. 2012) (clarifies Perlman is limited to appeals by the privilege holder)
- Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100 (postjudgment appeals generally suffice to protect privilege)
- Schwimmer v. United States, 232 F.2d 855 (8th Cir. 1956) (discusses attorneys’ ethical obligations)
