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831 F.3d 1022
8th Cir.
2016
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Background

  • Randy Beltramea was indicted for fraud, pleaded guilty with assistance of FPD attorney Terry McAtee, and later was indicted for obstruction for allegedly breaching the plea agreement.
  • New outside counsel represented Beltramea for the obstruction plea; Beltramea pled guilty to the obstruction charge.
  • The government subpoenaed McAtee (an Assistant Federal Public Defender) to testify at Beltramea's sentencing about the alleged breach.
  • The Federal Public Defender moved to quash McAtee’s subpoena; the district court denied the motion. The district-court proceedings remain pending.
  • The FPD immediately appealed the denial on McAtee’s behalf; McAtee has not refused to comply and has not been held in contempt. Beltramea (the privilege holder) did not join the appeal.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the court of appeals has jurisdiction over an immediate appeal of an order compelling production from a subpoena target FPD: Perlman exception permits immediate appeal to protect privilege Gov: General rule requires contempt or final order before appeal No jurisdiction; appeal dismissed
Whether Perlman exception applies when subpoena targets a party’s attorney employed by FPD FPD: Perlman allows quash of subpoena to third-party custodian asserting privilege on behalf of privilege holder Gov: Perlman limited to disinterested third-party custodians and to appeals by the privilege holder Perlman inapplicable—the subpoena target here is not a disinterested third party and the privilege holder did not appeal
Whether contempt is required before a subpoena target may appeal FPD: Immediate appeal necessary to avoid impossible review Gov: Target must refuse and be held in contempt before appealing Contempt (or other final order) is required; immediate appeal improper here
Effect of privilege-holder not joining appeal FPD: FPD asserted privilege on behalf of McAtee Gov: Absence of privilege-holder means Perlman exception doesn’t apply; postjudgment review remains available Dismissed; court did not decide hypothetical where privilege-holder had joined

Key Cases Cited

  • Perlman v. United States, 247 U.S. 7 (establishes narrow exception allowing immediate appeal to quash subpoena to a third-party custodian)
  • United States v. Ryan, 402 U.S. 530 (explains rule that a party must refuse and be held in contempt before appealing, with limited exceptions)
  • Bender v. Williamsport Area Sch. Dist., 475 U.S. 534 (courts must independently confirm appellate jurisdiction)
  • Church of Scientology of Cal. v. United States, 506 U.S. 9 (discusses scope of Perlman exception)
  • In re Grand Jury Proceedings (Malone), 655 F.2d 882 (8th Cir. 1981) (applied contempt-before-appeal principle)
  • In re Grand Jury, 705 F.3d 133 (3d Cir. 2012) (clarifies Perlman is limited to appeals by the privilege holder)
  • Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100 (postjudgment appeals generally suffice to protect privilege)
  • Schwimmer v. United States, 232 F.2d 855 (8th Cir. 1956) (discusses attorneys’ ethical obligations)
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Case Details

Case Name: United States v. Randy Beltramea
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Aug 5, 2016
Citations: 831 F.3d 1022; 2016 WL 4150924; 2016 U.S. App. LEXIS 14387; 15-3199
Docket Number: 15-3199
Court Abbreviation: 8th Cir.
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    United States v. Randy Beltramea, 831 F.3d 1022