United States v. Ramos-Mejia
721 F.3d 12
| 1st Cir. | 2013Background
- Appellant Ramos-Mejía was indicted in Puerto Rico for conspiracy to possess with intent to distribute 5 kg or more of cocaine.
- He pled guilty to conspiracy to possess with intent to distribute at least 3.5 but less than 5 kilograms, down from the indictment’s 5+ kg charge.
- The district court accepted the plea and imposed a 78-month sentence.
- The plea agreement contained a waiver-of-appeal provision, but the government does not seek to foreclose appellate review of the plea’s validity.
- Ramos-Mejía argues the plea was not knowing, intelligent, or voluntary and that there was no adequate factual basis for the mens rea.
- The First Circuit reviews the plea for plain error or lack of a factual basis, considering Rule 11 standards and the surrounding record.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the plea knowingly and intelligently entered? | Ramos-Mejía contends the court failed to inform him of the conspiracy mens rea. | Ramos-Mejía asserts lack of understanding of required intent under the plea. | Plea was knowing, intelligent, and voluntary. |
| Was there a sufficient factual basis for the mens rea element? | Gov’t facts do not show knowledge of conspiracy or intent to distribute. | Defendant argues the factual basis is inadequate for mens rea. | There was a sufficient factual basis to ground knowledge and intent. |
| Does the waiver-of-appeal provision bar review of the plea's validity? | Waiver bars appeals challenging the plea. | Waiver does not bar challenges to the plea’s validity. | Waiver does not bar appellate review of plea validity. |
| Did the Rule 11 colloquy adequately ensure understanding of the charge? | Court’s method of informing defendant was insufficient under Rule 11(b)(1)(G). | Colloquy was adequate given the defendant’s competence and summaries provided. | Colloquy satisfied Rule 11; no defect requiring withdrawal. |
Key Cases Cited
- United States v. Mercedes Mercedes, 428 F.3d 355 (1st Cir. 2005) (no absolute right to withdraw a guilty plea)
- United States v. Delgado-Hernández, 420 F.3d 16 (1st Cir. 2005) (Rule 11 sufficiency and factual basis considerations)
- United States v. Ward, 518 F.3d 75 (1st Cir. 2008) (no rigid script required for Rule 11 colloquy)
- United States v. Cruz-Rivera, 357 F.3d 10 (1st Cir. 2004) (reading the indictment can suffice to show awareness of charge)
- United States v. Corporán-Cuevas, 244 F.3d 199 (1st Cir. 2001) (one-size-does-not-fit-all approach to Rule 11 inquiries)
- United States v. Jiminez, 498 F.3d 82 (1st Cir. 2007) (factual basis may be inferred from the record)
- United States v. Echeverri, 982 F.2d 675 (1st Cir. 1993) (conspiracy mens rea can be inferred from evidence)
- United States v. Ramirez-Benitez, 292 F.3d 22 (1st Cir. 2002) (conspiracy participation can be shown by circumstantial evidence)
- United States v. Pimentel, 539 F.3d 26 (1st Cir. 2008) (factual basis need not prove every element beyond reasonable doubt)
