United States v. Pinkerton
694 F. App'x 652
10th Cir.2017Background
- John Scott Pinkerton pled guilty to attempted online enticement of a minor under 18 U.S.C. § 2422(b) and received a 10-year sentence pursuant to a Rule 11(c)(1)(C) plea agreement.
- He previously filed a § 2255 motion that was dismissed as untimely on the merits.
- Pinkerton then filed a pleading titled “Constitutional Challenge to Statute of 18 U.S.C. § 2422(b),” arguing the statute is unconstitutional facially and as applied, and raising jurisdictional objections about federal territorial authority.
- The district court treated the pleading as a second or successive § 2255 motion and dismissed it for lack of circuit authorization under 28 U.S.C. §§ 2244(b)(3) and 2255(h), concluding transfer would be futile.
- Pinkerton also requested certification of his constitutional challenge to the Attorney General under 28 U.S.C. § 2403(a); the court denied that and later the Tenth Circuit denied a certificate of appealability (COA), dismissed the appeal, and denied IFP status.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the pleading is a second or successive § 2255 motion | The filing is a constitutional challenge to § 2422(b), not a successive § 2255 | A challenge to the validity of a conviction falls under § 2255; prior § 2255 adjudication makes a subsequent challenge second/successive | Treated as second/successive and dismissed for lack of circuit authorization |
| Whether Pinkerton’s challenge cited a § 2255(h) basis (new evidence or new rule) | Implicitly argued merits; did not assert newly discovered innocence or a new Supreme Court rule | Government/ court note that § 2255(h)(1) and (2) bases were not alleged | No § 2255(h) basis shown; transfer for authorization would be futile |
| Whether territorial/subject-matter jurisdiction claims defeat conviction | Asserts federal criminal statutes only apply on federal territory and challenges subject-matter jurisdiction (cites 40 U.S.C. § 3112(b), Art. I § 8) | Jurisdictional challenge to sentence is properly brought under § 2255 and was available earlier | Claims fall within § 2255 and are subject to second/successive dismissal |
| Whether the court should certify the statute question to the Attorney General under § 2403(a) | Requests certification to notify the United States to defend the statute | § 2403(a) applies when the U.S. is not a party; here the United States is a party | Certification request denied as unnecessary |
Key Cases Cited
- Slack v. McDaniel, 529 U.S. 473 (standard for certificate of appealability)
- Stanko v. Davis, 617 F.3d 1262 (10th Cir.) (a collateral challenge to a federal conviction properly brought under § 2255)
- In re Rains, 659 F.3d 1274 (10th Cir.) (prior merits disposition renders later § 2255 filing second or successive)
- In re Cline, 531 F.3d 1249 (10th Cir.) (transfer to circuit for authorization may be futile under certain circumstances)
- Clark v. Oklahoma, 468 F.3d 711 (10th Cir.) (reminder that unsuccessful COA applicants remain responsible for filing fees)
