United States v. Pereznegron
20-20644
| 5th Cir. | Jun 9, 2022Background
- David Villegas Pereznegron is a five-time DWI offender who was deported after his fourth conviction and later returned and committed a felony DWI; he received a 3-year state sentence.
- While serving that sentence he pleaded guilty to illegal reentry; he sought a downward departure under U.S.S.G. § 2L1.2 comment n.7 for overlapping state custody and submitted family letters as mitigation.
- At federal sentencing the parties agreed the Guidelines range was 46–57 months; the government urged a within-guidelines term due to public-safety concerns.
- The district judge invited defense counsel to speak, asked Villegas targeted questions, but did not clearly inform him of a general right to allocute; the court made adverse remarks about Villegas and stated the letters would not change the sentence.
- The judge imposed 48 months. Villegas appealed solely on the ground that the court denied his right to allocute; because he did not object at sentencing, the court reviewed for plain error.
- The Fifth Circuit majority affirmed, holding Villegas failed prong four of the plain-error test (no objective basis showing allocution would have led to a lower sentence); Judge Elrod dissented, arguing allocution likely would have provided unique mitigating detail and vacatur/remand was warranted.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court plainly erred by failing to allow allocution at sentencing | Government: No reversible error; sentence within Guidelines warranted given recidivism and public-safety risk; mitigation (letters) was considered and would not have changed the sentence | Villegas: The court denied his Rule 32(i)(4)(A)(ii) right to allocute; he would have presented personal, mitigating facts beyond counsel/letters that could have reduced the sentence | Affirmed: No plain error — defendant did not show an objective basis that allocution would probably have moved the court to impose a lower sentence (failed prong four) |
Key Cases Cited
- United States v. Muhammad, 14 F.4th 352 (5th Cir. 2021) (plain-error framework for sentencing review)
- United States v. Palacios, 844 F.3d 527 (5th Cir. 2016) (allocution error can require vacatur where defendant would add mitigating facts beyond counsel)
- United States v. Magwood, 445 F.3d 826 (5th Cir. 2006) (requirement to show objective basis that would have moved court to a lower sentence)
- United States v. Chavez-Perez, 844 F.3d 540 (5th Cir. 2016) (defendant must fail to present objective mitigating basis for affirmance despite allocution error)
- United States v. Figueroa-Coello, 920 F.3d 260 (5th Cir. 2019) (multiple opportunities to allocute at other hearings may cure allocution error)
- United States v. Avila-Cortez, 582 F.3d 602 (5th Cir. 2009) (vacatur for allocution error where defendant would have explained alcohol abuse and plan to avoid relapse)
- United States v. Reyna, 358 F.3d 344 (5th Cir. 2004) (en banc) (vacatur is default for allocution error except in limited categories)
- Green v. United States, 365 U.S. 301 (1961) (defendant personally may provide mitigation that counsel cannot convey)
