924 F.3d 649
2d Cir.2019Background
- John Pauling was tried and convicted by a jury of conspiring with a supplier known as "Low" to distribute 100 grams or more of heroin (21 U.S.C. §§ 841, 846); the government proved 89 grams attributable to the Pauling–Low conspiracy.
- Wiretap and transaction evidence established four Pauling–Low transactions totaling 89 grams (30g, 30g after cutting, 14g, and 11g cut to 15g).
- A July 3, 2016 call: a buyer (Steve) said he wanted "same thing as last time" while ordering 14 grams; the government argued this referenced a prior 14g sale sourced from Low.
- The government also relied on circumstantial proof of an ongoing Pauling–Low working relationship (mixing/cutting together, stash house, discussions of future sales) to infer additional quantity.
- The district court granted Pauling’s Rule 29 motion, vacating the jury’s finding as to the 100‑gram threshold and entering conviction on a lesser included offense (no mandatory minimum). The government appealed.
- The Second Circuit affirmed: it held the evidence insufficient to prove beyond a reasonable doubt that an additional 11+ grams were attributable to the Pauling–Low conspiracy.
Issues
| Issue | Plaintiff's Argument (U.S.) | Defendant's Argument (Pauling) | Held |
|---|---|---|---|
| Whether the government proved beyond a reasonable doubt that the Pauling–Low conspiracy involved ≥100 g heroin | The July 3 call’s "same thing as last time" could refer to a prior 14g Low‑sourced sale; plus circumstantial evidence of an ongoing relationship supports inferring at least 11g more | The wiretap and other evidence do not show who supplied the alleged prior sale or that Low supplied any additional specific quantity beyond the 89g | Held: Insufficient evidence. The inference that Low supplied an additional 11g is impermissible speculation; affirm Rule 29 grant and conviction on lesser included offense. |
Key Cases Cited
- Jackson v. Virginia, 443 U.S. 307 (constitutional standard: elements must be proven beyond a reasonable doubt)
- United States v. Barnes, 158 F.3d 662 (single conspiracy must cross quantity threshold)
- United States v. Shonubi, 998 F.2d 84 (quantity inferences cannot be mere surmise)
- United States v. Shonubi, 103 F.3d 1085 (2d Cir.) (limits on extrapolating quantity across multiple trips)
- United States v. Martinez, 54 F.3d 1040 (inferences must be strong enough to support quantity finding beyond a reasonable doubt)
- United States v. Quattrone, 441 F.3d 153 (courts may not credit inferences that are unreasonable)
- United States v. Coplan, 703 F.3d 46 (standard for reviewing sufficiency of evidence challenges)
