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United States v. Paul Swallow
891 F.3d 1203
9th Cir.
2018
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Background

  • Defendant Paul Swallow pleaded guilty to assault resulting in serious bodily injury under 18 U.S.C. §§ 113(a)(6), 1153.
  • Swallow and his wife had given the victim $10 to buy meth; the victim refused to provide drugs or return the money.
  • At a casino parking lot, Swallow, egged on by his wife, struck the victim, then kicked and stomped the victim’s head while the victim lay unconscious on pavement.
  • The victim was hospitalized and suffered permanent cognitive impairment.
  • At sentencing the district court applied two Guidelines enhancements under U.S.S.G. § 2A2.2: (1) +4 for use of a dangerous weapon (§ 2A2.2(b)(2)(B)); and (2) +2 for motivation by payment or offer of money or thing of value (§ 2A2.2(b)(5)).
  • On appeal the Ninth Circuit reviewed the dangerous-weapon finding for abuse of discretion and reviewed application of the payment-motivation enhancement for legal error.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Swallow’s tennis shoes qualified as a "dangerous weapon" under § 2A2.2(b)(2)(B) Swallow argued shoes are not inherently dangerous and therefore cannot be a weapon here Government argued non-inherently dangerous objects can qualify based on manner of use; shoes augmented force and caused serious injury Court held shoes were a dangerous weapon because they were used to augment force (kicks/stomp) capable of causing serious bodily injury; +4 enhancement proper
Whether § 2A2.2(b)(5) (+2) applies because assault was motivated by a payment or offer of money or other thing of value Swallow argued the assault was not for hire nor motivated by payment; it was provoked by his wife’s taunts Government argued the prior money/transaction (money given for meth) supported the enhancement Court held no evidence the assault was for hire or motivated by payment/offer; +2 enhancement improper; sentence vacated and remanded for resentencing

Key Cases Cited

  • Dayea v. United States, 32 F.3d 1377 (9th Cir. 1994) (identifies non-inherently dangerous objects, including shoes, may qualify depending on use)
  • Gasca-Ruiz v. United States, 852 F.3d 1167 (9th Cir. 2017) (standard of review for guideline-application determinations)
  • Smith v. United States, 561 F.3d 934 (9th Cir. 2009) (distinguishes inherently dangerous instruments from those dangerous by use)
  • Riggins v. United States, 40 F.3d 1055 (9th Cir. 1994) (shoe used as dangerous weapon when used to beat victim)
  • Rocha v. United States, 598 F.3d 1144 (9th Cir. 2010) (kicks with bare hands/feet distinguished from kicks with shoes; manner of use key)
  • United States v. Velasco, 855 F.3d 691 (5th Cir. 2017) (shoes used to stomp victim’s head can be a dangerous weapon)
  • United States v. Steele, 550 F.3d 693 (8th Cir. 2008) (kicking victim in torso with tennis shoes qualifies)
  • United States v. Serrata, 425 F.3d 886 (10th Cir. 2005) (stomping on victim’s head with boots qualifies)
  • Munoz-Camarena v. United States, 631 F.3d 1028 (9th Cir. 2011) (sentencing error remand principles)
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Case Details

Case Name: United States v. Paul Swallow
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jun 11, 2018
Citation: 891 F.3d 1203
Docket Number: 16-30224
Court Abbreviation: 9th Cir.