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United States v. Ortiz
779 F.3d 167
| 2d Cir. | 2015
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Background

  • Officer Craig Matthews (NYPD, 42nd Precinct) alleged a precinct "quota" system pressured officers to make unjustified stops, arrests, and summonses beginning in 2008.
  • Matthews reported the quota policy to his commanding officers on multiple occasions (2009–2011); he later alleged retaliatory acts by the City after doing so and sued under 42 U.S.C. § 1983 for First Amendment retaliation.
  • District court granted summary judgment for the City, concluding Matthews spoke as an employee (not a citizen), so his speech was unprotected; this appeal followed a prior remand for discovery.
  • Relevant employment materials: NYPD Patrol Guide duties for officers do not list policy feedback as a regular duty; Patrol Guide §207-21 requires reporting misconduct but is phrased broadly.
  • Matthews did not use Internal Affairs or a formal grievance process; he spoke directly to precinct commanders via channels (e.g., Community Council) that also receive civilian complaints.
  • The Second Circuit vacated summary judgment, holding Matthews spoke as a citizen because his speech fell outside his ordinary duties and he used a channel available to civilians; remanded for Pickering analysis and further proceedings.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Matthews spoke pursuant to his official duties (Garcetti step) Matthews: reporting/criticizing precinct policy was not part of his day-to-day duties; he had no role in policymaking City: Patrol Guide duty to report misconduct means he had an official duty to report the quota system Held: Matthews spoke as a citizen — policy critique was not part-and-parcel of his regular duties; §207-21 did not control the Garcetti inquiry
Whether there was a civilian analogue for the channel Matthews used Matthews: he reported to commanders through fora (Community Council / meetings) available to civilians City: Matthews had greater, easier, and more private access to commanders than civilians Held: Civilian analogue existed — the commanders routinely heard public complaints; degree of access is not dispositive

Key Cases Cited

  • Garcetti v. Ceballos, 547 U.S. 410 (speech made pursuant to official duties is not protected)
  • Pickering v. Board of Education, 391 U.S. 563 (balancing public employee speech against government employer interests)
  • Connick v. Myers, 461 U.S. 138 (public concern and operational disruption framework)
  • Weintraub v. Bd. of Educ., 593 F.3d 196 (2d Cir.) (speech integral to job and use of grievance procedure defeats protection)
  • Jackler v. Byrne, 658 F.3d 225 (2d Cir.) (civilian-analogue concept for employee speech)
  • Ross v. Breslin, 693 F.3d 300 (2d Cir.) (speech within payroll clerk’s duties was unprotected)
  • Lane v. Franks, 573 U.S. 228 (public employer justification assessed under Pickering)
Read the full case

Case Details

Case Name: United States v. Ortiz
Court Name: Court of Appeals for the Second Circuit
Date Published: Feb 26, 2015
Citation: 779 F.3d 167
Docket Number: No. 13-2915-cv
Court Abbreviation: 2d Cir.