United States v. Ortiz
779 F.3d 167
| 2d Cir. | 2015Background
- Officer Craig Matthews (NYPD, 42nd Precinct) alleged a precinct "quota" system pressured officers to make unjustified stops, arrests, and summonses beginning in 2008.
- Matthews reported the quota policy to his commanding officers on multiple occasions (2009–2011); he later alleged retaliatory acts by the City after doing so and sued under 42 U.S.C. § 1983 for First Amendment retaliation.
- District court granted summary judgment for the City, concluding Matthews spoke as an employee (not a citizen), so his speech was unprotected; this appeal followed a prior remand for discovery.
- Relevant employment materials: NYPD Patrol Guide duties for officers do not list policy feedback as a regular duty; Patrol Guide §207-21 requires reporting misconduct but is phrased broadly.
- Matthews did not use Internal Affairs or a formal grievance process; he spoke directly to precinct commanders via channels (e.g., Community Council) that also receive civilian complaints.
- The Second Circuit vacated summary judgment, holding Matthews spoke as a citizen because his speech fell outside his ordinary duties and he used a channel available to civilians; remanded for Pickering analysis and further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Matthews spoke pursuant to his official duties (Garcetti step) | Matthews: reporting/criticizing precinct policy was not part of his day-to-day duties; he had no role in policymaking | City: Patrol Guide duty to report misconduct means he had an official duty to report the quota system | Held: Matthews spoke as a citizen — policy critique was not part-and-parcel of his regular duties; §207-21 did not control the Garcetti inquiry |
| Whether there was a civilian analogue for the channel Matthews used | Matthews: he reported to commanders through fora (Community Council / meetings) available to civilians | City: Matthews had greater, easier, and more private access to commanders than civilians | Held: Civilian analogue existed — the commanders routinely heard public complaints; degree of access is not dispositive |
Key Cases Cited
- Garcetti v. Ceballos, 547 U.S. 410 (speech made pursuant to official duties is not protected)
- Pickering v. Board of Education, 391 U.S. 563 (balancing public employee speech against government employer interests)
- Connick v. Myers, 461 U.S. 138 (public concern and operational disruption framework)
- Weintraub v. Bd. of Educ., 593 F.3d 196 (2d Cir.) (speech integral to job and use of grievance procedure defeats protection)
- Jackler v. Byrne, 658 F.3d 225 (2d Cir.) (civilian-analogue concept for employee speech)
- Ross v. Breslin, 693 F.3d 300 (2d Cir.) (speech within payroll clerk’s duties was unprotected)
- Lane v. Franks, 573 U.S. 228 (public employer justification assessed under Pickering)
