917 F.3d 661
8th Cir.2019Background
- Defendant Orlando Lasley and partner Marlena Griffin lived together; on June 3, 2017 Marlena suffered an eye injury (Lasley admitted) and a broken arm (Lasley denied responsibility).
- A grand jury indicted Lasley on two counts under 18 U.S.C. § 113 and § 1153: both counts pleaded the arm injury (ulnar fracture) as the basis for serious/substantial bodily injury.
- At trial, Marlena testified; the only corroboration for her account was Marlena’s sister Renee testifying that a minor, J.B., told Renee to check on Marlena because “my uncle was beating her up.”
- Lasley moved in limine to exclude Renee entirely or at least exclude J.B.’s reported words as hearsay; the court reserved ruling until trial; at trial the court admitted Renee’s recounting for the limited purpose of explaining Renee’s conduct (with a limiting instruction).
- During deliberations the jury asked whether the face (eye) injury was enough to convict both counts or whether the arm was one count and the eye another; the court replied, over Lasley’s objection, “You may consider any injuries allegedly suffered by Marlena Griffin in connection with both counts.”
- Jury convicted on both counts; on appeal the Eighth Circuit found the supplemental jury instruction constructively amended the indictment and vacated the convictions, remanding for a new trial; the court also addressed the hearsay ruling but did not reach prejudice because of the reversal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court’s supplemental jury instruction constructively amended the indictment | Lasley: instruction broadened the charged offenses to include the admitted eye injury, allowing conviction on an unindicted theory and violating Sixth Amendment unanimity | Government: statute could encompass multiple injuries; instruction was consistent with the statute | Court: Instruction constructively amended the indictment by expanding counts (which pleaded the arm fracture) to permit conviction based on any injury; reversal and new trial required |
| Whether admission of J.B.’s out‑of‑court statement (through Renee) was inadmissible hearsay and prejudicial | Lasley: J.B.’s exact words were hearsay, unnecessary to explain Renee’s conduct, and likely influenced the verdict | Government: offered as excited utterance or to explain Renee’s subsequent conduct; limiting instruction given | Court: Statement was inadmissible hearsay because content was unnecessary to explain conduct; prejudice was a close question but court need not decide prejudice due to reversal on other grounds |
Key Cases Cited
- United States v. Starr, 533 F.3d 985 (8th Cir. 2008) (defines constructive amendment/variance principles)
- United States v. Whirlwind Soldier, 499 F.3d 862 (8th Cir. 2007) (explains when indictment elements are altered)
- United States v. Holley, 942 F.2d 916 (5th Cir. 1991) (unanimity/general‑verdict instruction may be inadequate when jurors could convict on different acts)
- United States v. Bettelyoun, 892 F.2d 744 (8th Cir. 1989) (inadmissible hearsay when content unnecessary to prove sequence of events)
- United States v. Bercier, 506 F.3d 625 (8th Cir. 2007) (inadmissible hearsay corroborating victim’s testimony not harmless when sole corroboration)
- United States v. Kenyon, 397 F.3d 1071 (8th Cir. 2005) (similar rule on prejudicial corroborative hearsay)
- United States v. Jenkins, 792 F.3d 931 (8th Cir. 2015) (standard of review for supplemental jury instruction)
- United States v. Gill, 513 F.3d 836 (8th Cir. 2008) (discusses harmless‑error approach to constructive amendment doctrine)
- United States v. Lomas, 826 F.3d 1097 (8th Cir. 2016) (review standard for evidentiary rulings)
