United States v. Orbin Mendoza-Argueta
701 F. App'x 218
| 4th Cir. | 2017Background
- Mendoza pled guilty under a written plea agreement to being an alien in possession of firearms, 18 U.S.C. § 922(g)(5), and was sentenced to 42 months’ imprisonment.
- The plea agreement contained a broad waiver of appellate rights, including the right to appeal conviction and any sentence-related issues.
- At the Rule 11 colloquy Mendoza stated he: was 37, had a high-school equivalent education, was not impaired, had read and discussed the plea agreement with counsel, was satisfied with counsel, and understood the appellate-waiver term.
- Mendoza’s counsel filed an Anders brief arguing the sentence was unreasonable; Mendoza filed a pro se supplemental brief challenging both conviction and sentence.
- The government moved to dismiss the appeal based on the appellate-waiver provision; Mendoza opposed. The court reviewed waiver validity de novo and applied the two-part Blick test.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Mendoza knowingly and intelligently waived his right to appeal | Mendoza contends his conviction/sentence are invalid and challenges the plea/sentence on the merits | Government argues the colloquy, plea agreement, and Mendoza’s statements show a knowing, voluntary waiver | Waiver was knowing and voluntary — Rule 11 colloquy and written acknowledgment support validity |
| Whether the issues raised fall within the scope of the appellate waiver | Mendoza seeks to challenge both conviction and sentence reasonableness | Government argues the challenges (conviction validity and sentence reasonableness) are squarely within the waiver language | Issues fall within the waiver’s scope; appeal dismissed |
| Whether any meritorious Anders issues remain to justify review | Counsel raised sentencing unreasonableness under Anders | Government moved to dismiss based on waiver; court nonetheless reviewed the record | Under Anders review, court found no meritorious issues; dismissal appropriate |
Key Cases Cited
- United States v. Copeland, 707 F.3d 522 (4th Cir. 2013) (standard of de novo review for appeal-waiver validity)
- United States v. Blick, 408 F.3d 162 (4th Cir. 2005) (two-part test: knowing waiver and scope of issues)
- United States v. General, 278 F.3d 389 (4th Cir. 2002) (totality of circumstances for knowing/ intelligent waiver)
- United States v. Johnson, 410 F.3d 137 (4th Cir. 2005) (colloquy and record indicating understanding support waiver validity)
- United States v. Wessells, 936 F.2d 165 (4th Cir. 1991) (importance of clear plea-waiver language and court questioning)
- Anders v. California, 386 U.S. 738 (1967) (procedures for counsel’s withdrawal and appellate review when no meritorious issues are found)
