United States v. Nathaniel Worden
2011 U.S. App. LEXIS 14334
| 7th Cir. | 2011Background
- Worden pleaded guilty to advertising child pornography under 18 U.S.C. § 2251(d)(1) and waived appellate rights in a comprehensive plea agreement.
- The plea agreement included a broad waiver of the right to appeal conviction, sentence, or the manner of their imposition, with limited exceptions for ineffective assistance claims not related to the waiver.
- Worden agreed to restitution for victims, acknowledging the district court would order restitution for the full amount of losses under 18 U.S.C. § 2259(b).
- The government sought $533,244 in restitution on behalf of a victim named 'Amy' based on anticipated ongoing treatment costs.
- The district court held a restitution hearing, accepted expert testimony alleging long-term therapy for Amy, and ordered payment of the full amount requested.
- Worden challenged the amount, arguing speculative future treatment costs and lack of proximate causation, but the court did not impose a proximate-causation requirement.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Worden's appellate waiver cover the restitution order itself? | Worden's waiver covers his conviction and sentence, including manner of imposition; restitution amount is part of the sentence. | The waiver should be read to bar appeals of the sentence but not necessarily the exact restitution amount, depending on waiver scope. | Yes; the waiver bars appeal of the restitution order and the amount. |
| Is the restitution amount reviewable when the waiver covers the sentence? | Because restitution is mandatory under § 2259 and part of the sentence, it is covered by the waiver. | Behrman suggests possible separation between waivers of 'sentence' and 'restitution amount' in some contexts. | The waiver bars all nonwaivable challenges to the restitution order. |
| Should proximate causation be required to support Amy's restitution amount? | Proximate-causation is not required; the district court rightly awarded full losses under § 2259. | The issue of causation is unsettled and the amount should be scrutinized. | The court need not decide causation here because the waiver precludes appeal. |
Key Cases Cited
- United States v. Hare, 269 F.3d 859 (7th Cir. 2001) (waiver of appeal valid unless agreement annulled)
- United States v. Behrman, 235 F.3d 1049 (7th Cir. 2000) (waiver of 'sentence' may or may not include restitution; context matters)
- United States v. Blinn, 490 F.3d 586 (7th Cir. 2007) (appeal waiver standards in plea agreements)
- United States v. Bownes, 405 F.3d 634 (7th Cir. 2005) (limits of plea agreement waivers in criminal cases)
- United States v. Pearson, 570 F.3d 480 (2d Cir. 2009) (restitution-related appeals may survive where waiver language is ambiguous)
- United States v. Oldimeji, 463 F.3d 152 (2d Cir. 2006) (no waiver where language implies separate challenge to sentence terms)
- United States v. Sistrunk, 432 F.3d 917 (8th Cir. 2006) (no waiver where 'sentence' wording excludes restitution challenges)
- United States v. Zink, 107 F.3d 716 (9th Cir. 1997) (no waiver where 'any sentence' did not clearly include restitution)
- United States v. Ready, 82 F.3d 551 (2d Cir. 1996) (no waiver where restitution not explicitly included in 'any sentence')
- In re Amy, 636 F.3d 190 (5th Cir. 2011) (proximate-causation issue in § 2259 varies by circuit)
- United States v. Monzel, F.3d 2011 WL 1466365 (D.C. Cir. 2011) (district-court approach to causation in restitution context)
- United States v. Feichtinger, 105 F.3d 1188 (7th Cir. 1997) (purpose of restitution waiver inquiry in light of statutory scheme)
