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United States v. Napoleon Bustamante
687 F.3d 1190
9th Cir.
2012
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Background

  • Bustamante appeals his convictions for illegal reentry under 8 U.S.C. § 1326, false statements in a passport application under 18 U.S.C. § 1542, and a supplemental security income application under 42 U.S.C. § 1383a(a)(1).
  • The government introduced a document purportedly copying Bustamante’s birth certificate from the Philippines to prove non-citizen status.
  • Exhibit 1 was created as part of an Air Force citizenship investigation in 1975 and summarized Bustamante’s birth records.
  • Bustamante objected that Exhibit 1 was not a properly authenticated foreign public document and raised Crawford/Melendez-Diaz challenges.
  • The district court authenticated Exhibit 1 and held it non-testimonial; Bustamante was convicted on all counts.
  • The Ninth Circuit vacates the convictions and remands for a new trial because Exhibit 1 violated the Confrontation Clause and the error was not harmless beyond a reasonable doubt.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did the admission of Exhibit 1 violate the Confrontation Clause? Bustamante argues Exhibit 1 is testimonial and untested by cross-examination. The government contends Exhibit 1 is a non-testimonial public record or authentic copy. Yes; Exhibit 1 was testimonial and its admission violated the Sixth Amendment.
Was the Confrontation Clause error harmless beyond a reasonable doubt? Despite other evidence, the error could have affected the verdict. The government argues the total evidence was strong enough to render the error harmless. No; the error was not harmless beyond a reasonable doubt.

Key Cases Cited

  • Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (established framework for testimonial hearsay and cross-examination)
  • Melendez-Diaz v. Massachusetts, 557 U.S. 305 (U.S. 2009) (held certificates analyzing evidence are testimonial)
  • United States v. Chung, 659 F.3d 815 (9th Cir. 2011) (confrontation analysis for documentary evidence)
  • United States v. Nguyen, 565 F.3d 668 (9th Cir. 2009) (harmlessness standards for Confrontation Clause errors)
  • Delaware v. Van Arsdall, 475 U.S. 673 (U.S. 1986) (framework for evaluating harmless error in Confrontation Clause violations)
Read the full case

Case Details

Case Name: United States v. Napoleon Bustamante
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Aug 7, 2012
Citation: 687 F.3d 1190
Docket Number: 11-50075
Court Abbreviation: 9th Cir.