United States v. Morris Dewayne Carroll
19-12791
| 11th Cir. | Jul 7, 2021Background
- Morris Carroll appealed a 108-month sentence for possession of a firearm as a convicted felon, challenging a guideline enhancement based on a prior Florida drug conviction (Fla. Stat. § 893.13).
- U.S.S.G. § 2K2.1(a)(2) increases the base offense level if the defendant has prior felony convictions for a crime of violence or a controlled substance offense; the commentary defines "controlled substance offense" to cover offenses prohibiting manufacture, distribution, or possession with intent.
- Carroll argued his § 893.13 conviction cannot qualify because the Florida statute requires no mens rea about the illicit nature of the substance.
- The district court relied on Eleventh Circuit precedent (United States v. Smith) holding § 893.13(1) convictions are categorically controlled-substance offenses under the Guidelines; Carroll raised the issue for the first time on appeal (plain-error review applies).
- The Supreme Court in Shular clarified the ACCA analysis but expressly reserved whether ACCA requires knowledge of illicit status; Eleventh Circuit panels later reaffirmed Smith as consistent with Shular.
- Applying the prior-panel-precedent rule, the Eleventh Circuit affirmed the district court, holding Smith controls and the enhancement was proper.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a prior conviction under Fla. Stat. § 893.13 qualifies as a "controlled substance offense" under U.S.S.G. § 4B1.2(b) given § 893.13 lacks a mens rea element about illicit status | Carroll: § 893.13 requires no mens rea as to illicit nature, so it cannot categorically qualify | Government/District Court: Eleventh Circuit precedent (Smith) treats § 893.13(1) as a controlled-substance offense despite no mens rea requirement | Held: Affirmed — Smith is binding; § 893.13 qualifies and the guideline enhancement was proper |
| Standard of review for new argument raised on appeal | Carroll: (implicit) merits review appropriate | Government: plain-error review applies because issue raised for first time on appeal | Held: Court applied plain-error standard but relied on binding precedent to affirm |
Key Cases Cited
- United States v. Smith, 775 F.3d 1262 (11th Cir. 2014) (held Fla. Stat. § 893.13(1) is a categorical controlled-substance offense under the Guidelines)
- United States v. Smith, 983 F.3d 1213 (11th Cir. 2020) (reaffirmed Smith post-Shular that § 893.13 convictions qualify under ACCA)
- Shular v. United States, 140 S. Ct. 779 (2020) (clarified ACCA analysis; reserved question whether ACCA requires knowledge of illicit status)
- United States v. Bates, 960 F.3d 1278 (11th Cir. 2020) (explains de novo review for guideline-classification issues)
- United States v. Lange, 862 F.3d 1290 (11th Cir. 2017) (plain-error review applies when issue first raised on appeal)
- United States v. Archer, 531 F.3d 1347 (11th Cir. 2008) (prior-panel-precedent rule: prior panel holdings bind subsequent panels)
