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910 F.3d 1
1st Cir.
2018
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Background

  • Franklyn Morillo pled guilty (Oct 2016) in D.N.H. to conspiracy to distribute oxycodone and cocaine pursuant to a plea agreement that included an appeal-waiver tied to a stipulated base offense level between 26 and 30.
  • At sentencing (May 2017) the district court adopted a base offense level of 30 and sentenced Morillo to 168 months' imprisonment; the court also imposed supervised-release conditions challenged on appeal.
  • Morillo appealed, arguing the district judge failed to conduct a meaningful Rule 11(b)(1)(N) colloquy regarding his waiver and contesting certain sentencing enhancements and supervised-release conditions.
  • Government invoked the appeal waiver in the plea agreement to bar the appeal; the district court’s colloquy and the written plea agreement were central to whether the waiver was enforceable.
  • The First Circuit analyzed the waiver under Teeter’s three-part test and Borrero-Acevedo’s plain-error standard for unpreserved Rule 11(b)(1)(N) errors, and considered whether Teeter’s miscarriage-of-justice exception applied.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Enforceability of appeal waiver Morillo: waiver invalid because judge failed to meaningfully interrogate him under Rule 11(b)(1)(N) Government: written waiver + colloquy suffice; waiver bars appeal Waiver enforceable; colloquy adequate and written waiver clear, so appeal barred
Standard for unpreserved Rule 11(b)(1)(N) error Morillo: plain error in colloquy should negate waiver Government: Borrero-Acevedo plain-error test applies; Morillo didn’t preserve objection Borrero-Acevedo standard applies; Morillo fails to show he wouldn’t have pled but for any error
Miscarriage-of-justice exception to waivers Morillo: waiver should be set aside under Teeter’s exception Government: claims are garden-variety sentencing disputes not rising to egregiousness Exception not met; claims are not egregious and do not risk miscarriage of justice
Challenge to supervised-release conditions Morillo: conditions inconsistent with 2016 guidelines amendments Government: conditions relate to offense conduct and are within sentence scope Conditions upheld; they fall within sentence and are consistent with guidelines amendments

Key Cases Cited

  • United States v. Teeter, 257 F.3d 14 (1st Cir. 2001) (sets three-part test for appeal-waiver validity and recognizes miscarriage-of-justice exception)
  • United States v. Borrero-Acevedo, 533 F.3d 11 (1st Cir. 2008) (applies plain-error standard to unpreserved Rule 11(b)(1)(N) colloquy challenges)
  • Sotirion v. United States, 617 F.3d 27 (1st Cir. 2010) (clarifies when Teeter vs. Borrero-Acevedo frameworks apply)
  • United States v. Santiago, 769 F.3d 1 (1st Cir. 2014) (holds supervised-release conditions are part of the sentence and can be covered by appeal waivers)
  • United States v. Cabrera-Rivera, 893 F.3d 14 (1st Cir. 2018) (discusses application of Teeter’s miscarriage-of-justice exception)

Affirmed.

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Case Details

Case Name: United States v. Morillo
Court Name: Court of Appeals for the First Circuit
Date Published: Dec 4, 2018
Citations: 910 F.3d 1; 17-1506P
Docket Number: 17-1506P
Court Abbreviation: 1st Cir.
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    United States v. Morillo, 910 F.3d 1