806 F.3d 1151
8th Cir.2015Background
- In 2012 Bradford sold drugs and firearms to an undercover storefront operation; he sold a Llama .38 revolver that ballistics later matched to the murder of David LaBlance on Oct. 30, 2012.
- Bradford pleaded guilty pursuant to a written plea agreement to two counts of being a felon in possession of a firearm and one count of drug distribution; the agreement contained an appeal waiver and a binding sentencing recommendation of 180–300 months.
- The PSR applied U.S.S.G. § 2K2.1 but did not apply the homicide cross‑reference in § 2K2.1(c)(1)(B); the government urged application of that cross‑reference to § 2A1.2 (second‑degree murder), which produced a higher advisory range.
- Bradford moved ex parte for two subpoenas: (1) a subpoena ad testificandum compelling his father to testify about contact with Bradford on Oct. 30–31, 2012; and (2) a subpoena duces tecum for LaBlance’s medical records for the year preceding his death; both motions were denied.
- At sentencing the district court accepted a proffer that Bradford spent much of Oct. 30 with family (not an alibi), heard government testimony linking Bradford to the murder, applied the § 2K2.1 cross‑reference to § 2A1.2, and sentenced Bradford to 300 months (the plea‑agreement maximum).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Enforceability of appeal waiver | Bradford contends his constitutional sentencing‑phase claims fall within the plea waiver’s carve‑outs ("illegal sentence") so appeal is permitted | Government argues the waiver bars this appeal; defines "illegal sentence" narrowly per Andis and says Bradford waived relief | Court: waiver language was not the same as Andis; government failed to show a clear, unambiguous waiver of these claims, so appeal proceeds |
| Denial of subpoenas under Rule 17 (compulsory process and due process) | Bradford argued Sixth and Fifth Amendment violation; needed father’s testimony and medical records to challenge cross‑reference and show alternative shooter/history | Government argued father’s testimony was unnecessary (proffer accepted) and medical records were speculative and insufficiently specified or relevant | Court: affirmed denial. Rule 17(b) not satisfied for witness (no specific necessity); Rule 17(c) subpoena for medical records was speculative, a mere hope, so denial was proper |
Key Cases Cited
- United States v. Azure, 571 F.3d 769 (8th Cir. 2009) (standard for enforcing appeal waivers)
- United States v. Andis, 333 F.3d 886 (8th Cir. 2003) (en banc) (narrow "illegal sentence" exception to appeal waivers)
- United States v. LeAmous, 754 F.2d 795 (8th Cir. 1985) (mere allegations of materiality insufficient for Rule 17 subpoenas)
- United States v. Stevenson, 727 F.3d 826 (8th Cir. 2013) (Rule 17(c) requires specificity, relevance, admissibility)
- United States v. Hang, 75 F.3d 1275 (8th Cir. 1996) (a subpoena should not issue on mere hope of favorable evidence)
