978 F.3d 613
8th Cir.2020Background
- Early morning traffic stop (July 17, 2016): officer saw Merwin Smith lean into his car, toss something out the passenger window, and heard a metallic clunk; a gun was found 10–15 feet from the car.
- Smith denied touching or possessing the gun; charged with unlawful possession of a firearm as a felon (18 U.S.C. § 922(g)(1)).
- Government sought to admit Smith’s 2005 felon-in-possession conviction under Federal Rule of Evidence 404(b) to prove knowledge, absence of mistake, and intent; parties stipulated to the conviction’s facts.
- District court admitted the prior conviction and instructed the jury to consider it only for knowledge/absence of mistake, not propensity.
- In closing, defense argued the gun could have been discarded by a fleeing larceny suspect and suggested the officer lied; in rebuttal the prosecutor characterized that argument as calling the officer a liar/claiming he planted the gun. Objections were overruled.
- Jury convicted Smith; he appealed alleging (1) improper admission of the 2005 conviction and (2) prejudicial prosecutorial misconduct in rebuttal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admission of 2005 felon-in-possession conviction under Rule 404(b) | Smith: prior conviction only shows propensity and is not relevant because he denies any possession (not just lack of knowledge) | Government: prior possession is relevant to the knowledge element of § 922(g)(1); evidence was similar, supported, and not overly prejudicial | Affirmed — district court did not abuse discretion; prior conviction relevant to knowledge/intent, sufficiently similar and not overly remote; limiting instruction and stipulation mitigated prejudice |
| Prosecutorial remarks in rebuttal (alleged misconduct) | Smith: prosecutor’s rebuttal mischaracterized defense, disparaged counsel, and invited jury to dismiss defense as ‘tactics,’ depriving him of a fair trial | Government: remarks responded to defense closing (invited); were reasonable inferences addressing the officer’s credibility, not personal attacks on counsel | Affirmed — even if remarks were improper, Smith showed no prejudice given limited remarks, strength of evidence, and court’s curative instruction |
Key Cases Cited
- United States v. Williams, 796 F.3d 951 (8th Cir. 2015) (Rule 404(b) standard; prior possession can be relevant to knowledge when defendant pleads not guilty)
- United States v. Oaks, 606 F.3d 530 (8th Cir. 2010) (prior acts probative for knowledge/possession element)
- United States v. Walker, 470 F.3d 1271 (8th Cir. 2006) (requirement that prior-act evidence be sufficiently similar)
- United States v. Yielding, 657 F.3d 688 (8th Cir. 2011) (no absolute rule on temporal remoteness; apply reasonableness considering custody time)
- United States v. Mothershed, 859 F.2d 585 (8th Cir. 1988) (distinguishing inadmissible propensity use of prior conviction)
- United States v. Miller, 621 F.3d 723 (8th Cir. 2010) (trial court has broad discretion over closing arguments)
- United States v. Conrad, 320 F.3d 851 (8th Cir. 2003) (two-part test for reversible prosecutorial misconduct and prejudice factors)
