United States v. Matthaios Fafalios
817 F.3d 155
| 5th Cir. | 2016Background
- Fafalios, a 65-year-old Greek citizen, was chief engineer aboard the Marshall Islands-flagged M/V Trident Navigator.
- He was responsible for oil record book entries documenting bilge-water discharges.
- In December 2013, he ordered untreated bilge water pumped overboard in international waters and did not record it.
- The ship later reached New Orleans; a whistleblower alerted Coast Guard, leading to an investigation.
- He was indicted for failing to maintain an oil record book, obstruction of justice, and witness tampering; convicted on all counts after trial; he moved for Rule 29 acquittal focused on §1908(a) element (master) and the district court reserved ruling.
- The court reverses, vacates, and remands for entry of a judgment of acquittal under §1908(a).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the master requirement is a element under §151.25 for liability. | Fafalios contends he was not master, so no liability. | Government argues regulation imposes duty to maintain regardless of master status. | Yes, only master or person in charge bears maintenance duty; acquittal proper. |
Key Cases Cited
- Lara v. Cinemark USA, Inc., 207 F.3d 783 (5th Cir. 2000) (regulation meaning is plain when unambiguous)
- Anthony v. United States, 520 F.3d 374 (5th Cir. 2008) (regulation should be construed by plain meaning)
- Copeland v. Comm’r, 290 F.3d 326 (5th Cir. 2002) (same-words-in-act meaning rule cited)
- Jho v. United States, 534 F.3d 398 (5th Cir. 2008) (unrecorded discharge outside U.S. waters not alone liability; aiding/abetting theory discussed)
- BFP v. Resolution Trust Corp., 511 U.S. 531 (1994) (textual interpretation supports semantic consistency in regulations)
- United States v. Cooper, 135 F.3d 960 (5th Cir. 1998) (identical words in different parts of act have same meaning)
