United States v. Mark Pickreign
687 F. App'x 313
| 4th Cir. | 2017Background
- Defendant Mark Adam Pickreign pled guilty pursuant to a written plea agreement to theft of firearms from a licensed dealer (18 U.S.C. § 922(u)) and was sentenced to 84 months’ imprisonment.
- The plea agreement contained a broad waiver of appellate rights as to the conviction and any sentence within the statutory maximum.
- On appeal, defense counsel filed an Anders brief questioning whether the district court fully complied with Fed. R. Crim. P. 11 during the plea colloquy.
- The Government moved to dismiss the appeal based on the appellate-waiver in the plea agreement.
- The Fourth Circuit reviewed the validity of the appeal waiver and, despite the waiver, reviewed the Rule 11 colloquy for plain error because a knowing-and-voluntary-plea challenge cannot be waived.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of appellate waiver | Waiver is not enforceable because plea colloquy omissions undermine voluntariness | Waiver is valid; entered knowingly and intelligently | Waiver valid; appeal dismissed as to waivable claims |
| Whether plea was knowing and voluntary under Rule 11 | Omissions in plea colloquy warrant relief | Omissions were harmless; written plea and counsel review mitigated errors | Plain-error review: omissions did not affect substantial rights; plea valid |
| Scope of review despite waiver | All issues should be considered under Anders | Waiver precludes most appellate review except voluntariness claims | Court reviewed entire record per Anders but dismissed issues within waiver; affirmed other parts |
| Counsel's obligations post-opinion | Counsel should not be forced to pursue frivolous certiorari | Defendant may request Supreme Court petition; counsel may move to withdraw if frivolous | Counsel must notify defendant of certiorari right; may move to withdraw with notice if petition would be frivolous |
Key Cases Cited
- Manigan v. United States, 592 F.3d 621 (4th Cir.) (standards for knowing, intelligent plea appellate waivers)
- Johnson v. United States, 410 F.3d 137 (4th Cir.) (recognizing some claims cannot be waived by plea agreement)
- Attar v. United States, 38 F.3d 727 (4th Cir.) (defendant cannot waive a colorable challenge to plea voluntariness)
- Sanya v. United States, 774 F.3d 812 (4th Cir.) (plain-error review standard for unchallenged guilty pleas)
- Massenburg v. United States, 564 F.3d 337 (4th Cir.) (absence of evidence that defendant would not have pleaded guilty supports voluntariness)
- Anders v. California, 386 U.S. 738 (U.S. 1967) (procedures counsel must follow when filing a brief asserting no meritorious issues)
