United States v. Maria Alvarez
880 F.3d 236
| 5th Cir. | 2018Background
- Alvarez was arrested at a border checkpoint after passengers presented birth certificates and a hidden third person (found in the trunk at ~94°F) was discovered; she pleaded guilty to transporting an undocumented alien.
- PSR reported no mental or emotional-health problems, noted alcohol use, and recommended education and drug-treatment conditions but did not recommend mental-health treatment.
- At sentencing the district court imposed 18 months imprisonment and two years supervised release, including special conditions for drug/alcohol treatment, education, and participation in a mental-health program; Alvarez did not object at sentencing but appealed the mental-health condition.
- The judgment required Alvarez to participate in mental-health treatment and to pay costs based on ability to pay.
- On appeal, Alvarez invoked plain-error review, arguing the district court failed to make the statutorily required factual findings showing the mental-health condition was reasonably related to the §3553(a) factors.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the mental-health special condition was validly imposed | Alvarez: the district court made no factual findings and the record (PSR) contains no evidence she needed mental-health treatment; thus imposition was error | Government: the court’s imposition can be inferred from Alvarez’s traumatic history in the PSR and counsel’s comments—that mental-health treatment would benefit Alvarez | Vacated and remanded: plain error found. The district court failed to state factual findings tying the condition to §3553(a); the record does not clearly support an inference. |
| Whether plain-error relief is appropriate | Alvarez: error was clear, affected substantial rights (cost/time/privacy/stigma), and warrants correction | Government: condition is modifiable on supervised release and thus relief should be denied | Court exercised discretion to correct error: all four plain-error prongs satisfied; remand required to reconsider the condition. |
Key Cases Cited
- Puckett v. United States, 556 U.S. 129 (plain-error framework established)
- United States v. Prieto, 801 F.3d 547 (5th Cir.) (application of plain-error prongs)
- United States v. Caravayo, 809 F.3d 269 (5th Cir.) (vacating special condition where record lacks support)
- United States v. Salazar, 743 F.3d 445 (5th Cir.) (district courts must set forth factual findings to justify special probation conditions)
- United States v. Weatherton, 567 F.3d 149 (5th Cir.) (statutory limits and §3553(a) relation for supervised-release conditions)
- United States v. Fernandez, 776 F.3d 344 (5th Cir.) (district court discretion to impose special conditions)
- United States v. Gordon, 838 F.3d 597 (5th Cir.) (vacating mental-health condition where unsupported)
- United States v. Mendoza-Velasquez, 847 F.3d 209 (5th Cir.) (consideration of modifiability of condition in fourth plain-error prong)
