United States v. Luis H. Cano
558 F. App'x 936
11th Cir.2014Background
- Luis Cano was convicted on multiple drug and money-laundering counts in 1997; jury verdicts showed convictions on Counts 1–26, 28–31, and 38–76 but the original judgment erroneously listed all 76 counts and a $3,800 special assessment.
- On direct appeal this Court vacated Count 13 and otherwise affirmed convictions and sentences; Cano later filed an unsuccessful § 2255 motion.
- In 2012 the district court, on the government’s Rule 36 filing (and at Cano’s prior request concerning counts), entered an amended judgment correcting the counts, lowering the assessment, and adding a reference to a previously omitted forfeiture order.
- Cano appealed the November 14, 2012 order and amended judgment, raising multiple challenges including that Rule 36 was misapplied, the forfeiture reference was improper, and he was denied counsel/presence during the amendment.
- The Eleventh Circuit reviewed Rule 36 de novo, treated several of Cano’s claims as second or successive § 2255 challenges, and rejected Cano’s challenges to the Rule 36 corrections and to the inclusion of the forfeiture reference.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 36 may be used to correct counts of conviction | Cano: district court made substantive changes; required more than clerical correction | Gov: changes merely conformed the judgment to jury verdict and this Court’s mandate | Court: Amendment of counts was clerical and permissible under Rule 36; affirmed |
| Whether Rule 36 may add a reference to a forfeiture order omitted from original judgment | Cano: adding forfeiture reference via Rule 36 was improper and retroactive | Gov: Rule 32.2(b)(4)(B) permits correction under Rule 36; Cano knew of forfeiture at sentencing | Court: Inclusion allowed under amended Rule 32.2; no Ex Post Facto violation; affirmed |
| Whether Cano was entitled to counsel or presence for the amendment proceedings | Cano: denial of counsel/presence violated due process because amendment was a resentencing | Gov: corrections were ministerial; no resentencing occurred | Court: Corrections were ministerial; absence of counsel/presence was not prejudicial; affirmed |
| Whether remaining claims may proceed on direct appeal or are successive § 2255 motions | Cano: sought district-court consideration of other substantive motions despite pending appeal | Gov: those claims are collateral attacks requiring § 2255 procedure and prior authorization | Court: Remaining five arguments are second/successive § 2255 claims; dismissed for lack of authorization |
Key Cases Cited
- United States v. Portillo, 363 F.3d 1161 (11th Cir.) (Rule 36 cannot effect substantive sentencing changes)
- United States v. Corona, 885 F.2d 766 (11th Cir.) (upholding conviction where sufficient predicate acts remain)
- United States v. Pease, 331 F.3d 809 (11th Cir.) (pre-amendment limitation on adding forfeiture to judgment via Rule 36)
- Garner v. Jones, 529 U.S. 244 (U.S.) (purpose of Ex Post Facto Clause)
- Collins v. Youngblood, 497 U.S. 37 (U.S.) (scope of Ex Post Facto Clause analysis)
- Hall v. Moore, 253 F.3d 624 (11th Cir.) (absence of counsel for ministerial sentencing acts not prejudicial)
- United States v. Jackson, 923 F.2d 1494 (11th Cir.) (defendant presence not required for non-onerous sentence corrections)
- Sawyer v. Holder, 326 F.3d 1363 (11th Cir.) (collateral challenges to conviction belong in § 2255)
- United States v. Holt, 417 F.3d 1172 (11th Cir.) (district court lacks jurisdiction over unauthorized second/successive § 2255)
- Antonelli v. Warden, U.S.P. Atlanta, 542 F.3d 1348 (11th Cir.) (successive collateral claims precluded when previously adjudicated)
