United States v. Lucy Yang
685 F. App'x 313
| 5th Cir. | 2017Background
- Defendant Lucy Yang pleaded guilty to possession with intent to distribute 100 kg+ of marijuana and was sentenced to 60 months.
- Yang sought a downward adjustment under the Sentencing Guidelines' "safety valve" (U.S.S.G. § 5C1.2), which requires providing all truthful information about the offense to the government.
- The district court found Yang ineligible for the safety-valve reduction, concluding she made false statements and omitted information in a proffer interview and her written statement.
- Yang testified at sentencing attempting to explain discrepancies, but much of that testimony came at the sentencing hearing rather than before it began.
- The Government pointed to specific inconsistencies between Yang’s proffer/written statement and her later testimony.
- The Fifth Circuit reviewed the district court’s factual finding for clear error and affirmed the denial of the safety-valve reduction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Yang qualified for a safety-valve reduction under U.S.S.G. § 5C1.2 | Yang argued she provided truthful information and cured discrepancies by testifying at sentencing | Government argued Yang made false statements and omitted information in her proffer and written statement | Court held Yang was ineligible; factual finding of untruthfulness not clearly erroneous |
| Whether sentencing court committed procedural error applying Guidelines post-Booker | Yang contended the court misapplied the safety-valve requirement | Government contended court correctly applied the standard and its factual findings were plausible | Court found no procedural error; Guidelines application reviewed de novo, facts for clear error |
| Whether Government relied on mere speculation to deny safety valve | Yang argued denial was speculative | Government pointed to specific false statements and omissions | Court held Government offered specific discrepancies rather than mere speculation |
| Whether post-sentencing hearing testimony could cure earlier failures to disclose | Yang argued her sentencing testimony corrected earlier inconsistencies | Government and court noted disclosures must be provided by start of sentencing hearing and discrepancies remained | Court held belated testimony did not render her eligible; discrepancies persisted |
Key Cases Cited
- Gall v. United States, 552 U.S. 38 (establishing procedural/substantive review framework post-Booker)
- United States v. Delgado-Martinez, 564 F.3d 750 (5th Cir. 2009) (standards for substantive reasonableness review)
- United States v. Cisneros-Gutierrez, 517 F.3d 751 (5th Cir. 2008) (de novo review of Guidelines application; factual findings for clear error)
- United States v. McElwee, 646 F.3d 328 (5th Cir. 2011) (clear-error review of safety-valve factual findings)
- United States v. King, 773 F.3d 48 (5th Cir. 2014) (factual findings plausible in light of whole record not clearly erroneous)
- United States v. Miller, 179 F.3d 961 (5th Cir. 1999) (Government must offer more than speculation to show lack of truthful disclosure)
- United States v. Brenes, 250 F.3d 290 (5th Cir. 2001) (defendant must disclose information by commencement of sentencing hearing)
