410 F. App'x 684
4th Cir.2011Background
- Jennifer M. Longwell was convicted by a jury of one count of concealment of assets and two counts of making false statements in bankruptcy.
- The district court sentenced Longwell to 41 months imprisonment.
- Trial was temporarily continued due to defense counsel’s family emergency; eleven jurors were seated by stipulation and the trial resumed.
- During a continuance, prosecutors sought Longwell’s 2002–2005 tax returns; defense counsel sought withdrawal from the eleven-juror stipulation.
- At sentencing, the court calculated loss at $180,000 and applied a two-level enhancement for ten or more victims and for use of a special skill.
- Longwell challenged loss calculation, number of victims, and application of § 3B1.3; the district court denied these objections and the sentence was affirmed on appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the mistrial denial was an abuse of discretion | Longwell claims continued trial without consent and harmed defense; argues improper jury instruction and handling of Rule 23(b). | Government contends discretion to continue and manage proceedings lies with counsel and court; stipulation to eleven jurors was proper. | No reversible error; district court did not abuse discretion in denying mistrial. |
| Whether loss was properly calculated | Loss should exclude interest and penalties; bankruptcy discharge figures should not inflate loss. | Loss includes amounts Longwell sought to discharge in bankruptcy; interest/penalties may be included when intended to be discharged. | Loss properly included the bankruptcy figure; calculation not error. |
| Whether number of victims was correctly determined | District court erred by treating ten or more victims as satisfied without sufficient evidence. | Creditor losses were supported by the record; forty-four creditors suffered actual loss. | Ten or more victims established; two-level increase upheld. |
| Whether § 3B1.3 special skill adjustment was proper | Mortgage broker is not a qualifying 'special skill' under § 3B1.3 and did not facilitate the offense. | Mortgage broker possesses a unique, license-based skill not common to the public and used to facilitate the offense. | Special skill adjustment applied; mortgage broker qualifies and was used to facilitate the offense. |
Key Cases Cited
- United States v. West, 877 F.2d 281 (4th Cir. 1989) (discretion in mistrial rulings; abuse standard)
- United States v. Smith, 44 F.3d 1259 (4th Cir. 1995) (mistrial denials and continuances; prophylactic protections)
- United States v. Araujo, 62 F.3d 930 (7th Cir. 1995) (Rule 23(b) stipulations and voluntariness considerations)
- United States v. Patterson, 26 F.3d 1127 (D.C. Cir. 1994) (Rule 23(b) stipulations; absence of juror suitability)
- United States v. Essex, 734 F.2d 832 (D.C. Cir. 1984) (absence of juror and continuance practices)
- United States v. Curbelo, 343 F.3d 273 (4th Cir. 2003) (Curbelo grounds for reversal when court proceeding with jurors violates Rule 23(b))
- United States v. Hughes, 401 F.3d 540 (4th Cir. 2005) (loss in bankruptcy fraud cases; intended loss standard)
- United States v. Gormley, 201 F.3d 290 (4th Cir. 2000) (whether mortgage broker constitutes a special skill under § 3B1.3)
