65 F.4th 38
1st Cir.2023Background
- Lilly, a convicted felon, pleaded guilty to one count of possession of firearms by a felon under 18 U.S.C. § 922(g)(1) and § 924(a)(2).
- On May 16, 2020, Lilly confronted a 21-year-old ("Doe") in his teenage daughter's bedroom; Doe said Lilly brandished a shotgun, Lilly told police he had wielded a club.
- On June 12, 2020, officers found Lilly's daughter holding a loaded handgun; a later search of a locked bedroom turned up a loaded rifle and two shotguns; keys matching the locks were found on Lilly's person when arrested.
- Doe testified under oath to a grand jury reiterating that Lilly had held him at shotgun-point and identified the shotgun in a photo; a federal indictment followed and Lilly pleaded guilty.
- The PSR produced a Guidelines range of 24–30 months (Total Offense Level 15, CHC III); the district court imposed 30 months and found by a preponderance that Lilly had wielded a firearm during the May 16 incident.
- Lilly appealed, arguing the court's factual finding that he brandished a firearm (rather than a club) was clearly erroneous and rendered his sentence procedurally unreasonable.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court clearly erred in finding Lilly wielded a firearm on May 16, 2020 | Lilly: Doe was unreliable (lied about other matters) and Lilly told police he had a club, so the gun finding lacks sufficient support | Govt: Doe's sworn grand jury testimony had indicia of reliability; corroborating facts (keys, father's statements, daughter's messages, obstruction enhancement) supported crediting Doe | Court affirmed: no clear error; grand jury testimony and corroborating evidence were reliable enough by preponderance standard |
| Whether the court could consider the May 16 incident to determine where to impose sentence within the Guidelines range | Lilly: Using the disputed fact to aggravate placement was improper because the finding was erroneous | Govt: Court may consider aggravating facts in § 3553(a) analysis so long as findings have sufficient indicia of reliability | Court affirmed: district court permissibly considered the incident as aggravating; reliance was not procedurally unreasonable |
Key Cases Cited
- United States v. Williams, 10 F.3d 910 (1st Cir. 1993) (grand jury testimony may supply adequate indicia of reliability at sentencing)
- United States v. Rivera-Ruiz, 43 F.4th 172 (1st Cir. 2022) (standard of review for sentencing factfinding and clear-error rule)
- United States v. Castillo-Torres, 8 F.4th 68 (1st Cir. 2021) (limits on relying on unreliable hearsay at sentencing)
- United States v. Mendoza-Maisonet, 962 F.3d 1 (1st Cir. 2020) (review standards for sentencing determinations)
- United States v. Díaz-Rivera, 957 F.3d 20 (1st Cir. 2020) (reiterating requirement that sentencing facts rest on reliable evidence)
- United States v. Cates, 897 F.3d 349 (1st Cir. 2018) (credibility determinations are within the sentencing court's purview)
- United States v. Bernier, 660 F.3d 543 (1st Cir. 2011) (deference to court's credibility judgments at sentencing)
