941 F.3d 238
6th Cir.2019Background:
- In 2013, Lawrence Flack pled guilty to receipt and possession of child pornography and was sentenced to 262 months (bottom of the Guidelines).
- Flack filed a § 2255 motion claiming ineffective assistance of counsel for failing to argue that dual convictions (receipt + possession) violated Double Jeopardy; the district court denied relief.
- This Court held counsel ineffective and issued a "general remand," directing the district court to vacate one conviction and giving the court discretion which to vacate and whether to resentence; the remand stated that if the possession conviction were vacated, "resentencing is not necessary" because the Guidelines range would remain unchanged.
- On remand the district court vacated the possession conviction, kept the 262-month term, and expressly stated it "need not conduct a resentencing hearing" because the original sentence properly accounted for the § 3553(a) factors.
- The panel held that the district court’s action was a resentencing (because it reevaluated § 3553(a) factors) rather than a mere mechanical correction; therefore, a resentencing hearing was required with Flack present and afforded allocution.
- The Court vacated Flack’s sentence and remanded for a sentencing hearing consistent with Federal Rule of Criminal Procedure 43(a) and § 3553(c); the panel acknowledged its own remand language likely contributed to the district court’s error.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a resentencing hearing is required on a § 2255 general remand when a duplicative conviction is vacated | Flack: Remand entitled him to a plenary resentencing hearing with right to be present and allocute | Gov: Remand allowed only a correction; no resentencing hearing was required because Guidelines unchanged | A resentencing hearing is required if the district court reexamines § 3553(a) factors; here the court did so, so a hearing was required |
| Whether the district court "corrected" the sentence or "resentenced" under § 2255(b) | Flack: The court resentenced him by evaluating § 3553(a) and reaffirming the same term | Gov: The court simply corrected a duplicative sentence and need not hold a hearing | The court’s reapplication of § 3553(a) amounted to a resentencing (not a purely mechanical correction), triggering the procedural protections of resentencing |
Key Cases Cited
- United States v. Garcia-Robles, 640 F.3d 159 (6th Cir. 2011) (defendant entitled to plenary resentencing hearing on a general remand)
- United States v. Brown, 879 F.3d 1231 (11th Cir. 2018) (distinguishing mechanical correction from resentencing under § 2255)
- United States v. Palmer, 854 F.3d 39 (D.C. Cir. 2017) (mechanical vacatur of unlawful convictions can be a correction)
- Ajan v. United States, 731 F.3d 629 (6th Cir. 2013) (district courts have broad discretion in scope of post-§2255 proceedings)
- United States v. Nichols, 897 F.3d 729 (6th Cir. 2018) (reasonableness review and § 3553(a) considerations in post-judgment contexts)
- United States v. Mitchell, 905 F.3d 991 (6th Cir. 2018) (examples of corrections without a resentencing hearing)
- United States v. DeMott, 513 F.3d 55 (2d Cir. 2008) (other circuits uniformly require resentencing hearing on general remand)
