United States v. King
201600174
| N.M.C.C.A. | Jan 18, 2017Background
- Appellant (Corporal King) pleaded guilty, pursuant to a pretrial agreement (PTA), to aggravated assault (lesser included of maiming) arising from a single altercation in Okinawa where he struck Cpl M.D.G. with a glass, causing serious facial injuries requiring surgery.
- Originally charged at general court-martial with maiming (Article 124) and aggravated assault (Article 128); the judge had allowed both on the sheet for contingencies of proof but later consolidated and treated them as a single offense.
- At the providence inquiry the judge relied on a stipulation of fact addressing Charge I (the lesser-included aggravated assault); the stipulation did not mention Charge II and the judge did not question the accused about Charge II.
- The military judge announced a guilty finding referencing the "charge now pending," and later stated the finding was for a violation of Article 128 and its single specification; the convening authority approved the sentence but the promulgating order listed two assault convictions.
- Appellant raised two assignments of error: (1) exclusion of certain presentencing evidence (demeanor/contrition and victim intoxication) and (2) the promulgating order erroneously reflecting conviction of two specifications.
- The court found the promulgating order reflected a scrivener/multiplicity problem and dismissed Charge II and its specification; it affirmed the remaining finding and the sentence as approved by the convening authority.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of presentencing evidence (demeanor/contrition and victim intoxication) | King argued the military judge abused discretion by excluding evidence explaining his state of mind and victim intoxication as extenuation/mitigation. | Government defended the judge’s evidentiary rulings and argued excluded material was cumulative/immaterial. | Even assuming error, exclusion did not substantially influence sentence; no material prejudice. |
| Multiplicity / Promulgating order listing two convictions | King argued the promulgating order incorrectly showed conviction of two specifications for the same assault. | Government conceded a scrivener’s error but did not fully accept responsibility for charging/multiplicity procedures. | Court concluded Charge II was multiplicious and not properly dismissed; it dismissed Charge II/specification and affirmed the single aggravated-assault conviction and sentence. |
Key Cases Cited
- United States v. Carter, 74 M.J. 204 (C.A.A.F. 2015) (standards for admissibility of sentencing evidence)
- United States v. Hudson, 59 M.J. 357 (C.A.A.F. 2004) (charging both an offense and its lesser-included offense is impermissibly multiplicious)
- United States v. Care, 40 C.M.R. 247 (C.M.A. 1969) (military judge’s duty to establish factual basis for guilty plea)
- United States v. Aleman, 62 M.J. 281 (C.A.A.F. 2006) (accused must admit every element of offense to sustain guilty plea)
- United States v. Inabinette, 66 M.J. 320 (C.A.A.F. 2008) (improvident plea if judge fails to establish adequate basis in law or fact)
- United States v. Edwards, 65 M.J. 622 (C.A.A.F. 2007) (factors to assess whether excluded evidence substantially influenced sentence)
