106 F.4th 888
9th Cir.2024Background
- Defendant Keith Atherton pleaded guilty to one count of using or attempting to use a minor to produce child pornography, pursuant to a plea agreement that included an appeal waiver, except in specific circumstances.
- Investigations revealed Atherton possessed thousands of exploitative images, produced pornographic material involving a toddler in his care (MV1), and had a longstanding methamphetamine addiction.
- Atherton received a 30-year statutory maximum sentence from the district court, with lifetime supervision upon release; the court cited high risk of recidivism and lack of adequate community-based resources.
- Atherton appealed, arguing his sentence violated due process by being based on unreliable or false information about treatment efficacy, community resources, and possible extent of his offenses.
- The government contended that Atherton’s due process argument was barred by his appeal waiver, except for constitutional challenges directly implicating the terms of his sentence under Ninth Circuit precedent.
- The majority held the due process claim was not waived but found no due process violation; the dissent argued the waiver should have barred the appeal entirely.
Issues
| Issue | Atherton's Argument | Government's Argument | Held |
|---|---|---|---|
| Does the appeal waiver bar due process challenges to sentencing? | Due process challenge fits within Wells exception to waiver; thus, not waived. | Only certain constitutional challenges (substantive, not procedural) survive waiver; this one does not. | Not waived—procedural due process challenge to sentencing can proceed under Wells. |
| Did the district court rely on false or unreliable information in sentencing? | Court relied on unfounded assumptions about treatment, resources, and additional offenses. | Court's statements were reasonable assessments, consistent with the record and expert testimony. | No due process violation; no reliance on patently false or unreliable information. |
| Was the defendant’s substantial rights affected by any error during sentencing? | Any such error (reliance on unreliable info) prejudiced Atherton's rights. | No clear or obvious error; no demonstrable reliance on unreliable information. | No plain error affecting substantial rights. |
| Should the appeal be dismissed per the terms of the plea agreement? | The constitutional challenge permits the appeal under Ninth Circuit precedent. | The waiver covered this issue and should bar the appeal entirely. | Appeal allowed under precedent; sentence affirmed on the merits. |
Key Cases Cited
- United States v. Wells, 29 F.4th 580 (9th Cir. 2022) (defines scope of exceptions to appeal waivers for constitutional challenges to sentences)
- United States v. Bibler, 495 F.3d 621 (9th Cir. 2007) (appeal waiver does not apply if the sentence is unlawful or unconstitutional)
- United States v. Odachyan, 749 F.3d 798 (9th Cir. 2014) (due process and equal protection claims at sentencing not barred by appeal waiver)
- United States v. Ornelas, 828 F.3d 1018 (9th Cir. 2016) (appeal waiver does not preclude certain constitutional sentencing challenges)
- United States v. Tucker, 404 U.S. 443 (1972) (sentences founded on misinformation of constitutional magnitude violate due process)
- United States v. Johnson, 979 F.3d 632 (9th Cir. 2020) (plain error review for unpreserved sentencing errors)
