United States v. Jose Andaverde-Tinoco
741 F.3d 509
5th Cir.2013Background
- Andaverde-Tiñoco was convicted of illegal reentry after removal following an aggravated felony; district court sentenced him to 70 months and three years of supervised release, plus 4 months consecutive to the sentence for a total of 74 months.
- At Border Patrol processing, Andaverde-Tiñoco admitted cross-border entry by swimming and prior removal, with contemporaneous accounts from co- travelers of being robbed; other companions were allowed voluntary returns.
- Andaverde-Tiñoco testified he entered under duress, claiming armed robbers forced him to cross the river; his account differed from the agents’ field-recorded Miranda Rights and statements.
- The jury was deadlocked 6–6; the district court gave an Allen charge; after deliberating ~2.5 hours, the jury convicted.
- During sentencing, Reyna Flores’s affidavit (claiming the group was forced to cross) was sought to be admitted; the district court excluded the affidavit as hearsay but allowed testimony from the investigator; the court deemed the evidence unreliable but harmless.
- On appeal, the majority AFFIRMS the conviction and sentence; a dissent would grant a new trial due to Doyle v. Ohio violations.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Allen-charge coercion/anomaly | Andaverde-Tiñoco argued the charge was coercive or plain error. | The charge tracked the pattern instruction with minor modification; no coercion occurred. | No plain error or abuse of discretion in Allen charge. |
| Doyle violations and plain-error relief | Government comments on post-arrest silence violated Doyle and affected the trial. | Open-door and strategic trial context mitigated error; no reversal warranted. | Doyle violations found; plain error acknowledged, but remedy declined (conviction affirmed). |
| Admission of Reyna Flores affidavit at sentencing | Affidavit should be admitted to support duress-based downward departure. | Affidavit hearsay but could be used for reliability; district court abused discretion. | Error harmless; affidavit exclusion did not affect the outcome. |
| Remand versus affirmance of conviction | If conviction is vacated, related revocation of supervised release should also be reconsidered. | New trial should be ordered to re-evaluate guilt with proper procedures. | Conviction and sentence affirmed; no remand required. |
Key Cases Cited
- United States v. Winters, 105 F.3d 200 (5th Cir. 1997) (Allen-charge standard and plain-error review framework)
- United States v. Hitt, 473 F.3d 146 (5th Cir. 2006) (Allen charge review when no objection; plain-error standard)
- United States v. Gutierrez, 635 F.3d 148 (5th Cir. 2011) (specific-objective test for preservation of evidentiary issues)
- United States v. Allard, 464 F.3d 529 (5th Cir. 2006) (pattern jury instructions and deviations considered)
- United States v. Betancourt, 427 F.2d 851 (5th Cir. 1970) (Allen-charge timing considerations)
- United States v. Bottom, 638 F.2d 781 (5th Cir. Unit B 1981) (Allen charge timing and deliberation duration)
- United States v. Rodriguez, 260 F.3d 416 (5th Cir. 2001) (open-door Doyle impeachment limitations and permissible scope)
- Doyle v. Ohio, 426 U.S. 610 (U.S. 1976) (prohibition on comment on post-arrest silence after Miranda warnings)
- United States v. Meneses-Davila, 580 F.2d 888 (5th Cir. 1978) (severe Doyle violations warrant reversal despite defense invited questions)
- United States v. Edwards, 576 F.2d 1152 (5th Cir. 1978) (Doyle line and permissible conduct framing)
