United States v. Jorge Guerrero
921 F.3d 895
9th Cir.2019Background
- Guerrero was a passenger in a car stopped by police after officers testified the driver failed to signal before a left turn; Guerrero moved to suppress the firearm and ammunition found during the stop.
- In the district court Guerrero argued only that the officers lacked reasonable suspicion because the driver had signaled before turning; the district court conducted an evidentiary hearing, credited the officers, and denied suppression.
- Guerrero pleaded guilty conditionally to being a felon in possession of a firearm, preserving the right to appeal the suppression ruling.
- On appeal Guerrero advanced a new suppression theory: under California law a driver must signal only if another vehicle may be affected, and the government did not prove another vehicle could have been affected.
- Guerrero did not raise that California-law theory in the district court; the Ninth Circuit addressed which standard governs appellate review of new, untimely Rule 12(b)(3) theories after the 2014 Rule 12 amendments.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Standard of review for a suppression theory raised for first time on appeal | Govt: district-court factual findings should stand; appellate review constrained by defendant's failure to preserve issue | Guerrero: plain-error review under Rule 52(b) should apply to untimely Rule 12(b)(3) theories after the 2014 amendments | The Ninth Circuit applies Rule 12(c)(3)’s good-cause standard; Guerrero failed to show good cause |
| Whether the stop lacked lawful basis under California signaling rule | Govt: officers credibly testified driver failed to signal and that provided reasonable suspicion for the stop | Guerrero: even if driver failed to signal, Cal. Veh. Code §22107 requires proof another vehicle may have been affected; government introduced insufficient evidence | Court did not reach this new argument on the merits because it was not raised below and Guerrero did not show good cause to excuse the late theory |
Key Cases Cited
- United States v. Caseres, 533 F.3d 1064 (9th Cir.) (evidence required that movement could affect another vehicle under state signaling law)
- United States v. Keesee, 358 F.3d 1217 (9th Cir.) (pre-2014 good-cause rule: new suppression theories not raised below require good cause to be raised on appeal)
- Puckett v. United States, 556 U.S. 129 (Supreme Court) (plain-error standard is default for unpreserved appellate issues)
- United States v. Soto, 794 F.3d 635 (6th Cir.) (post-2014: plain-error review applied by some circuits)
- United States v. Vance, 893 F.3d 763 (10th Cir.) (post-2014: applying Rule 12(c)(3) good-cause standard)
