United States v. Jon Provance
944 F.3d 213
| 4th Cir. | 2019Background
- In 2015 Jon William Provance repeatedly injured his three‑month‑old son; medical exam revealed multiple fractures in different healing stages. He pled guilty to one count of assault causing bodily injury to a victim under 16 (18 U.S.C. § 113(a)(7)).
- The PSR calculated an advisory Guidelines range of 33–41 months (ineligible for probation under the Guidelines).
- At sentencing Provance accepted responsibility, sought a downward variance based on remorse, lack of criminal history, employment, and rehabilitative efforts; the Government sought a within‑Guidelines term.
- The district court varied dramatically downward, imposing five years probation, 200 hours community service, supervised contact with the child, and other conditions instead of imprisonment.
- During sentencing the court repeatedly questioned the mother’s role (maternity leave, work obligations), prompting concern the court considered her "relative culpability." The court gave no articulated § 3553(a)‑based explanation for the large variance.
- The Government appealed only on substantive‑reasonableness grounds; the Fourth Circuit nonetheless reviewed procedural reasonableness, concluded the district court failed to provide any sufficient explanation for the variance, vacated the sentence, and remanded for resentencing.
Issues
| Issue | Government's Argument | Provance's Argument | Held |
|---|---|---|---|
| Whether appellate court must review procedural reasonableness before substantive | Govt argued sentence substantively unreasonable and said procedural issues not at stake | Provance argued Govt waived procedural challenges by not raising them | Court held procedural review is mandatory under Gall; it reviewed procedural reasonableness despite Govt's limited argument |
| Whether district court adequately explained the large downward variance | Govt argued the court relied on an improper factor (mother's culpability) and explanation inadequate | Provance pointed to remorse, mitigation, rehabilitation and family considerations to justify variance | Court held the court gave no adequate § 3553(a)‑based explanation; vacated as procedurally unreasonable |
| Whether the district court impermissibly relied on the mother’s relative culpability | Govt pointed to the court's questioning about mother’s maternity leave and presence as evidence of improper focus | Provance disputed that the sentence was based on that factor or argued other mitigating reasons supported variance | Court declined to infer a permissible rationale from the record; noted reliance on mother's culpability would be improper but remanded for explanation |
| Whether the below‑Guidelines sentence was substantively reasonable | Govt argued the sentence was substantively unreasonable given the seriousness and the extent of the variance | Provance argued variance was justified by individualized mitigating facts | Court did not decide substantive reasonableness because procedural inadequacy foreclosed meaningful review; remanded |
Key Cases Cited
- Gall v. United States, 552 U.S. 38 (2007) (appellate courts must first ensure no significant procedural error and assess substantive reasonableness thereafter)
- Rita v. United States, 551 U.S. 338 (2007) (sentencing judge should set forth enough reasoning to permit meaningful appellate review)
- United States v. Blue, 877 F.3d 513 (4th Cir. 2017) (district court must address nonfrivolous arguments and explain rejection sufficiently)
- United States v. Carter, 564 F.3d 325 (4th Cir. 2009) (appellate courts consider substantive reasonableness only after finding procedural reasonableness)
- United States v. Bolton, 858 F.3d 905 (4th Cir. 2017) (abuse of discretion standard governs sentencing review)
- United States v. Montes‑Pineda, 455 F.3d 375 (4th Cir. 2006) (court cannot assume consideration of arguments when record does not make it patently obvious)
- United States v. Moreland, 437 F.3d 424 (4th Cir. 2006) (greater deviations from Guidelines require more compelling justifications)
- United States v. Zuk, 874 F.3d 398 (4th Cir. 2017) (substantive reasonableness review considers totality of circumstances after procedural compliance)
